We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.82%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$23.5M
Cap. Flow
-$13.5M
Cap. Flow %
-4.43%
Top 10 Hldgs %
40.12%
Holding
1,104
New
165
Increased
242
Reduced
76
Closed
181

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.76M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.32M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.37M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.03M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2M

Top Sells

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$31.7M
2
BAC.PRE icon
Bank of America Depository Shares Series E
BAC.PRE
+$2.62M
3
GS.PRA icon
Goldman Sachs Group Inc Depositary Shares
GS.PRA
+$1.99M
4
HRL icon
Hormel Foods
HRL
+$1.46M
5
MS.PRA icon
Morgan Stanley Series A Preferred Stock
MS.PRA
+$1.27M

Sector Composition

Rank Sector Weight
1 Financials 12.17%
2 Technology 9.66%
3 Energy 9.29%
4 Healthcare 6.5%
5 Industrials 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFJ
901
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
– –
-400
Closed -$7K
NTRS icon
902
Northern Trust
NTRS
$33.9B
$0 ﹤0.01%
7
– –
NUV icon
903
Nuveen Municipal Value Fund
NUV
$1.91B
– –
-500
Closed -$4K
PAG icon
904
Penske Automotive Group
PAG
$14.2B
$0 ﹤0.01%
10
– –
PBR icon
905
Petrobras
PBR
$116B
$0 ﹤0.01%
32
– –
PDT
906
John Hancock Premium Dividend Fund
PDT
$626M
– –
-460
Closed -$5K
PHK
907
PIMCO High Income Fund
PHK
$880M
$0 ﹤0.01%
7
– –
PHYS icon
908
Sprott Physical Gold
PHYS
$15.7B
– –
-11,500
Closed -$114K
PIPR icon
909
Piper Sandler
PIPR
$5.29B
$0 ﹤0.01%
20
+16
+400% +$163
PLUG icon
910
Plug Power
PLUG
$3.04B
$0 ﹤0.01%
10
– –
PML
911
PIMCO Municipal Income Fund II
PML
$493M
$0 ﹤0.01%
7
– –
PRTA icon
912
Prothena Corp
PRTA
$450M
$0 ﹤0.01%
1
– –
RHI icon
913
Robert Half
RHI
$4.37B
$0 ﹤0.01%
5
– –
SBSW icon
914
Sibanye-Stillwater
SBSW
$7.53B
$0 ﹤0.01%
29
– –
SCHA icon
915
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$0 ﹤0.01%
16
– –
SCHB icon
916
Schwab US Broad Market ETF
SCHB
$44.9B
$0 ﹤0.01%
36
– –
SCHE icon
917
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$0 ﹤0.01%
5
– –
SCHF icon
918
Schwab International Equity ETF
SCHF
$68.7B
$0 ﹤0.01%
10
– –
SCHH icon
919
Schwab US REIT ETF
SCHH
$11.4B
$0 ﹤0.01%
8
– –
SITC icon
920
SITE Centers
SITC
$165M
– –
-106
Closed -$2K
SSD icon
921
Simpson Manufacturing
SSD
$8.16B
$0 ﹤0.01%
10
– –
STRL icon
922
Sterling Infrastructure
STRL
$16.7B
– –
-4
Closed –
TEL icon
923
TE Connectivity
TEL
$62.6B
– –
-150
Closed -$8K
UIS icon
924
Unisys
UIS
$217M
$0 ﹤0.01%
7
– –
VAC icon
925
Marriott Vacations Worldwide
VAC
$4.25B
– –
-20
Closed -$1K
35 36
37
38 39

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2014 Portfolio in Review

As of Q1 2014, Carroll Financial Associates held 1,104 positions worth $305M, up 8.3% from $281M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates withdrew a net $13.5M in Q1 2014, closing 181 positions and reducing 76 holdings. Its most notable exit was Bank of America Depository Shares Series E, an estimated $2.62M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Vanguard FTSE All-World ex-US ETF worth $1.28M.

  • Carroll Financial Associates's largest Q1 2014 buy was Vanguard FTSE All-World ex-US ETF: 25,507 shares worth $1.28M.
  • Carroll Financial Associates added most to Vanguard Dividend Appreciation ETF in Q1 2014, an estimated $3.76M increase.
  • Carroll Financial Associates's biggest Q1 2014 reduction was KINDER MORGAN MANAGEMENT LLC, cutting an estimated $31.7M.
  • Carroll Financial Associates fully exited Bank of America Depository Shares Series E in Q1 2014, selling an estimated $2.62M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $305M portfolio in Q1 2014.
  • Carroll Financial Associates opened 165 new positions and closed 181 in Q1 2014.
  • Carroll Financial Associates's portfolio value rose 8.3% quarter-over-quarter to $305M.

Based on Carroll Financial Associates's 13F filing for Q1 2014, filed 2 May 2014.