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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXTG icon
876
First Trust Indxx NextG ETF
NXTG
$576M
$19K ﹤0.01%
336
– –
OKE icon
877
Oneok
OKE
$58.4B
$19K ﹤0.01%
767
-182
-19% -$5.07K
PCY icon
878
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$19K ﹤0.01%
717
-2
-0.3% -$55
PHG icon
879
Philips
PHG
$26.8B
$19K ﹤0.01%
520
+8
+2% +$321
PHM icon
880
Pultegroup
PHM
$24.9B
$19K ﹤0.01%
430
– –
ROL icon
881
Rollins
ROL
$17.4B
$19K ﹤0.01%
528
– –
SLAB icon
882
Silicon Laboratories
SLAB
$7.28B
$19K ﹤0.01%
203
– –
SU icon
883
Suncor Energy
SU
$76.5B
$19K ﹤0.01%
1,586
+11
+0.7% +$172
TTEK icon
884
Tetra Tech
TTEK
$9.33B
$19K ﹤0.01%
+1,015
New +$18K
AMED
885
DELISTED
Amedisys
AMED
$18K ﹤0.01%
80
– –
EQR icon
886
Equity Residential
EQR
$24.7B
$18K ﹤0.01%
365
-510
-58% -$28.2K
FBND icon
887
Fidelity Total Bond ETF
FBND
$27.4B
$18K ﹤0.01%
334
– –
FHLC icon
888
Fidelity MSCI Health Care Index ETF
FHLC
$3.42B
$18K ﹤0.01%
350
– –
GWRE icon
889
Guidewire Software
GWRE
$15.2B
$18K ﹤0.01%
174
+6
+4% +$674
LOPE icon
890
Grand Canyon Education
LOPE
$3.79B
$18K ﹤0.01%
230
– –
NTES icon
891
NetEase
NTES
$78.5B
$18K ﹤0.01%
200
-430
-68% -$40.4K
RBA icon
892
RB Global
RBA
$16B
$18K ﹤0.01%
309
-792
-72% -$41.8K
TECH icon
893
Bio-Techne
TECH
$11.2B
$18K ﹤0.01%
292
-1,068
-79% -$69.5K
TVTX icon
894
Travere Therapeutics
TVTX
$5.79B
$18K ﹤0.01%
1,000
– –
UAL icon
895
United Airlines
UAL
$41B
$18K ﹤0.01%
+535
New +$18.5K
USA icon
896
Liberty All-Star Equity Fund
USA
$1.87B
$18K ﹤0.01%
3,048
+2,946
+2,888% +$17.6K
JTD
897
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$18K ﹤0.01%
1,421
– –
BSCM
898
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$18K ﹤0.01%
862
– –
CHL
899
DELISTED
China Mobile Limited
CHL
$18K ﹤0.01%
571
+32
+6% +$1.12K
AXTA icon
900
Axalta
AXTA
$7.93B
$17K ﹤0.01%
775
– –
34 35
36
37 38

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.