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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBP icon
876
Virtus Biotech ETF
BBP
$105M
$9K ﹤0.01%
253
– –
BWXT icon
877
BWX Technologies
BWXT
$15.6B
$9K ﹤0.01%
244
– –
CFR icon
878
Cullen/Frost Bankers
CFR
$10.2B
$9K ﹤0.01%
+100
New +$9.73K
CTRA
879
DELISTED
Coterra Energy
CTRA
$9K ﹤0.01%
410
– –
ESS icon
880
Essex Property Trust
ESS
$18.5B
$9K ﹤0.01%
39
-50
-56% -$12.6K
ETJ
881
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$9K ﹤0.01%
1,202
– –
EVH icon
882
Evolent Health
EVH
$447M
$9K ﹤0.01%
451
+148
+49% +$3.42K
EVV
883
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$9K ﹤0.01%
799
– –
GDDY icon
884
GoDaddy
GDDY
$11.5B
$9K ﹤0.01%
154
-5
-3% -$342
HEZU icon
885
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$586M
$9K ﹤0.01%
+345
New +$9.54K
IBN icon
886
ICICI Bank
IBN
$108B
$9K ﹤0.01%
886
– –
IMMR icon
887
Immersion
IMMR
$252M
$9K ﹤0.01%
1,000
– –
JAZZ icon
888
Jazz Pharmaceuticals
JAZZ
$16.7B
$9K ﹤0.01%
+75
New +$11.1K
JWN
889
DELISTED
Nordstrom
JWN
$9K ﹤0.01%
200
– –
LBTYK icon
890
Liberty Global Class C
LBTYK
$3.49B
$9K ﹤0.01%
469
-3
-0.6% -$72
MUX icon
891
McEwen Inc
MUX
$1.18B
$9K ﹤0.01%
520
– –
NWS icon
892
News Corp Class B
NWS
$17.5B
$9K ﹤0.01%
775
– –
PAYC icon
893
Paycom
PAYC
$9.69B
$9K ﹤0.01%
74
– –
PEY icon
894
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$9K ﹤0.01%
610
– –
TD icon
895
Toronto Dominion Bank
TD
$200B
$9K ﹤0.01%
184
-134
-42% -$7.34K
TEVA icon
896
Teva Pharmaceuticals
TEVA
$41.2B
$9K ﹤0.01%
540
– –
TLT icon
897
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$9K ﹤0.01%
75
+32
+74% +$3.7K
USFD icon
898
US Foods
USFD
$24B
$9K ﹤0.01%
300
– –
VPL icon
899
Vanguard FTSE Pacific ETF
VPL
$8.44B
$9K ﹤0.01%
153
– –
WSBC icon
900
WesBanco
WSBC
$4B
$9K ﹤0.01%
251
– –
34 35
36
37 38

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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.