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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNFI icon
876
United Natural Foods
UNFI
$2.85B
$7K ﹤0.01%
156
– –
VEEV icon
877
Veeva Systems
VEEV
$37.4B
$7K ﹤0.01%
225
– –
WCC
878
WESCO International
WCC
$17.7B
$7K ﹤0.01%
150
– –
WES icon
879
Western Midstream Partners
WES
$19.3B
$7K ﹤0.01%
199
– –
WYNN icon
880
Wynn Resorts
WYNN
$10.6B
$7K ﹤0.01%
82
– –
YPF icon
881
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$7K ﹤0.01%
393
+51
+15% +$1.01K
PDCO
882
DELISTED
Patterson Companies, Inc.
PDCO
$7K ﹤0.01%
158
– –
MGU
883
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$7K ﹤0.01%
366
– –
AIII
884
DELISTED
ACRE Realty Investors Inc
AIII
$7K ﹤0.01%
5,141
– –
FLTX
885
DELISTED
Fleetmatics Group PLC
FLTX
$7K ﹤0.01%
170
+65
+62% +$2.59K
BBP icon
886
Virtus Biotech ETF
BBP
$100M
$6K ﹤0.01%
253
– –
BCX icon
887
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$6K ﹤0.01%
836
– –
DORM icon
888
Dorman Products
DORM
$4.18B
$6K ﹤0.01%
106
– –
EWC icon
889
iShares MSCI Canada ETF
EWC
$6.33B
$6K ﹤0.01%
277
– –
FLS icon
890
Flowserve
FLS
$10.2B
$6K ﹤0.01%
150
– –
GRFS
891
Grifois
GRFS
$5.4B
$6K ﹤0.01%
378
– –
IDLV icon
892
Invesco S&P International Developed Low Volatility ETF
IDLV
$348M
$6K ﹤0.01%
211
+1
+0.5% +$30
IFF icon
893
International Flavors & Fragrances
IFF
$21.9B
$6K ﹤0.01%
53
– –
INTU icon
894
Intuit
INTU
$89B
$6K ﹤0.01%
54
– –
OPLN
895
Openlane
OPLN
$4.54B
$6K ﹤0.01%
394
– –
LBTYA icon
896
Liberty Global Class A
LBTYA
$3.6B
$6K ﹤0.01%
218
-32
-13% -$1.04K
MHK icon
897
Mohawk Industries
MHK
$9.22B
$6K ﹤0.01%
34
– –
MMT
898
Aberdeen Multi-Market Income Fund
MMT
$243M
$6K ﹤0.01%
1,000
– –
MOO icon
899
VanEck Agribusiness ETF
MOO
$969M
$6K ﹤0.01%
128
– –
NCV
900
Virtus Convertible & Income Fund
NCV
$390M
$6K ﹤0.01%
247
– –
34 35
36
37 38

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.