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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLRE icon
851
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.68B
$21K ﹤0.01%
616
-98
-14% -$3.49K
WORK
852
DELISTED
Slack Technologies, Inc.
WORK
$21K ﹤0.01%
818
-1,316
-62% -$38.7K
ALK icon
853
Alaska Air
ALK
$5.3B
$20K ﹤0.01%
556
– –
BRO icon
854
Brown & Brown
BRO
$24B
$20K ﹤0.01%
455
– –
CCL icon
855
Carnival Corporation Ltd
CCL
$38.9B
$20K ﹤0.01%
1,365
+187
+16% +$2.89K
CCK icon
856
Crown Holdings
CCK
$12.9B
$20K ﹤0.01%
270
– –
ELD icon
857
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$20K ﹤0.01%
649
– –
GSHD icon
858
Goosehead Insurance
GSHD
$2.39B
$20K ﹤0.01%
240
– –
MIN
859
Aberdeen Intermediate Income Fund
MIN
$280M
$20K ﹤0.01%
5,500
– –
NOC icon
860
Northrop Grumman
NOC
$81.6B
$20K ﹤0.01%
66
-15
-19% -$4.89K
NTRS icon
861
Northern Trust
NTRS
$34.8B
$20K ﹤0.01%
258
+70
+37% +$5.62K
TTWO icon
862
Take-Two Interactive
TTWO
$45.2B
$20K ﹤0.01%
124
– –
UNM icon
863
Unum
UNM
$14.7B
$20K ﹤0.01%
1,200
– –
VFH icon
864
Vanguard Financials ETF
VFH
$14B
$20K ﹤0.01%
352
-215
-38% -$12.8K
WOLF icon
865
Wolfspeed
WOLF
$1.64B
$20K ﹤0.01%
314
– –
SRCL
866
DELISTED
Stericycle Inc
SRCL
$20K ﹤0.01%
+328
New +$20.1K
JPS
867
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$20K ﹤0.01%
2,284
– –
PCI
868
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$20K ﹤0.01%
+1,040
New +$19.9K
FLXN
869
DELISTED
Flexion Therapeutics, Inc.
FLXN
$20K ﹤0.01%
2,000
– –
BIDU icon
870
Baidu
BIDU
$35.5B
$19K ﹤0.01%
152
-134
-47% -$16.6K
CHKP icon
871
Check Point Software Technologies
CHKP
$13.7B
$19K ﹤0.01%
164
– –
CMP icon
872
Compass Minerals
CMP
$1.1B
$19K ﹤0.01%
325
– –
GHYG icon
873
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$19K ﹤0.01%
401
– –
ING icon
874
ING
ING
$102B
$19K ﹤0.01%
2,692
– –
LII icon
875
Lennox International
LII
$14.5B
$19K ﹤0.01%
71
– –
33 34
35
36 37

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.