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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWTR
851
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$8K ﹤0.01%
875
– –
ISCA
852
DELISTED
International Speedway Corp
ISCA
$8K ﹤0.01%
260
– –
WFT
853
DELISTED
Weatherford International plc
WFT
$8K ﹤0.01%
1,509
– –
GM.WS.A
854
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$8K ﹤0.01%
435
– –
MBT
855
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$8K ﹤0.01%
990
+365
+58% +$3.23K
APD icon
856
Air Products & Chemicals
APD
$67.6B
$7K ﹤0.01%
55
+2
+4% +$266
CSQ icon
857
Calamos Strategic Total Return Fund
CSQ
$3.35B
$7K ﹤0.01%
733
– –
DINO icon
858
HF Sinclair
DINO
$14.5B
$7K ﹤0.01%
328
– –
EWA icon
859
iShares MSCI Australia ETF
EWA
$1.45B
$7K ﹤0.01%
403
– –
FLR icon
860
Fluor
FLR
$7.96B
$7K ﹤0.01%
158
– –
FR icon
861
First Industrial Realty Trust
FR
$8.44B
$7K ﹤0.01%
260
– –
HEI icon
862
HEICO Corp
HEI
$51.4B
$7K ﹤0.01%
256
– –
HHH icon
863
Howard Hughes
HHH
$4.03B
$7K ﹤0.01%
66
– –
HRB icon
864
H&R Block
HRB
$5.86B
$7K ﹤0.01%
318
– –
PPLI
865
People Inc
PPLI
$3.1B
$7K ﹤0.01%
716
– –
ICF icon
866
iShares Select U.S. REIT ETF
ICF
$2.09B
$7K ﹤0.01%
142
+8
+6% +$411
MMS icon
867
Maximus
MMS
$3.11B
$7K ﹤0.01%
129
– –
MRC
868
DELISTED
MRC Global
MRC
$7K ﹤0.01%
500
– –
NEOG icon
869
Neogen
NEOG
$2.5B
$7K ﹤0.01%
363
– –
PHI icon
870
PLDT
PHI
$4.33B
$7K ﹤0.01%
160
– –
PHM icon
871
Pultegroup
PHM
$25.3B
$7K ﹤0.01%
400
– –
RYAAY icon
872
Ryanair
RYAAY
$31.3B
$7K ﹤0.01%
265
+70
+36% +$2.27K
STWD icon
873
Starwood Property Trust
STWD
$6.09B
$7K ﹤0.01%
383
-500
-57% -$9.97K
TRN icon
874
Trinity Industries
TRN
$2.38B
$7K ﹤0.01%
556
– –
TS icon
875
Tenaris
TS
$26.8B
$7K ﹤0.01%
+249
New +$6.63K
33 34
35
36 37

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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.