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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.92%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.1M
Cap. Flow %
8.12%
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
326
Reduced
189
Closed
67

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.4M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.6M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.36M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.45M
5
XOM icon
ExxonMobil
XOM
+$2.01M

Top Sells

Rank Stock Value
1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.12M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$765K
4
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
+$535K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$516K

Sector Composition

Rank Sector Weight
1 Financials 8.9%
2 Technology 6.08%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGI
826
Somnigroup International
SGI
$13.7B
$10K ﹤0.01%
720
– –
VER
827
DELISTED
VEREIT, Inc.
VER
$10K ﹤0.01%
200
– –
GM.WS.B
828
DELISTED
General Motors Company
GM.WS.B
$10K ﹤0.01%
755
+320
+74% +$4.29K
YHOO
829
DELISTED
Yahoo Inc
YHOO
$10K ﹤0.01%
250
– –
BSCH
830
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$10K ﹤0.01%
485
– –
AVNS
831
DELISTED
Avanos Medical
AVNS
$9K ﹤0.01%
274
– –
CQP icon
832
Cheniere Energy
CQP
$31.3B
$9K ﹤0.01%
308
– –
FIVE icon
833
Five Below
FIVE
$13.5B
$9K ﹤0.01%
243
– –
FNF icon
834
Fidelity National Financial
FNF
$13.5B
$9K ﹤0.01%
366
– –
HSBC icon
835
HSBC
HSBC
$356B
$9K ﹤0.01%
284
+104
+58% +$3.26K
KOP icon
836
Koppers
KOP
$969M
$9K ﹤0.01%
301
– –
MD icon
837
Pediatrix Medical
MD
$2.2B
$9K ﹤0.01%
142
– –
MIDD icon
838
Middleby
MIDD
$6.08B
$9K ﹤0.01%
73
– –
PRLB icon
839
Protolabs
PRLB
$2.13B
$9K ﹤0.01%
157
– –
ROP icon
840
Roper Technologies
ROP
$39.8B
$9K ﹤0.01%
54
– –
SCZ icon
841
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$9K ﹤0.01%
172
+85
+98% +$4.31K
SHG icon
842
Shinhan Financial Group
SHG
$35.6B
$9K ﹤0.01%
249
-1
-0.4% -$36
SONY icon
843
Sony
SONY
$138B
$9K ﹤0.01%
1,450
– –
TNL icon
844
Travel + Leisure Co
TNL
$4.7B
$9K ﹤0.01%
310
– –
TRN icon
845
Trinity Industries
TRN
$2.38B
$9K ﹤0.01%
556
– –
VEEV icon
846
Veeva Systems
VEEV
$37.4B
$9K ﹤0.01%
225
– –
WCC
847
WESCO International
WCC
$17.7B
$9K ﹤0.01%
150
– –
XLI icon
848
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$9K ﹤0.01%
170
-319
-65% -$18.5K
YPF icon
849
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$9K ﹤0.01%
511
+118
+30% +$2.13K
CLR
850
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$9K ﹤0.01%
190
– –
32 33
34
35 36

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Carroll Financial Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $54.1M of net new capital in Q3 2016, opening 70 new positions and adding to 326 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.

  • Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
  • Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
  • Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
  • Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.

Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.