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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVNS
826
DELISTED
Avanos Medical
AVNS
$8K ﹤0.01%
274
– –
AZO icon
827
AutoZone
AZO
$51.1B
$8K ﹤0.01%
11
– –
BGY icon
828
BlackRock Enhanced International Dividend Trust
BGY
$529M
$8K ﹤0.01%
1,399
– –
BKNG icon
829
Booking.com
BKNG
$161B
$8K ﹤0.01%
175
– –
BR icon
830
Broadridge
BR
$19B
$8K ﹤0.01%
125
+25
+25% +$1.55K
CME icon
831
CME Group
CME
$94.8B
$8K ﹤0.01%
87
– –
CNP icon
832
CenterPoint Energy
CNP
$26.8B
$8K ﹤0.01%
347
– –
ESS icon
833
Essex Property Trust
ESS
$18.5B
$8K ﹤0.01%
38
– –
HALO icon
834
Halozyme
HALO
$12.2B
$8K ﹤0.01%
1,000
– –
IEV icon
835
iShares Europe ETF
IEV
$1.7B
$8K ﹤0.01%
220
-467
-68% -$18.3K
IYK icon
836
iShares US Consumer Staples ETF
IYK
$1.41B
$8K ﹤0.01%
222
– –
KB icon
837
KB Financial Group
KB
$43.5B
$8K ﹤0.01%
309
– –
LOPE icon
838
Grand Canyon Education
LOPE
$3.98B
$8K ﹤0.01%
220
– –
LYB icon
839
LyondellBasell Industries
LYB
$19.2B
$8K ﹤0.01%
116
– –
MGEE icon
840
MGE Energy Inc
MGEE
$3.08B
$8K ﹤0.01%
150
– –
MIDD icon
841
Middleby
MIDD
$6.08B
$8K ﹤0.01%
73
– –
MRVL icon
842
Marvell Technology
MRVL
$196B
$8K ﹤0.01%
+930
New +$9.3K
QSR icon
843
Restaurant Brands International
QSR
$25.8B
$8K ﹤0.01%
194
– –
ROL icon
844
Rollins
ROL
$18.2B
$8K ﹤0.01%
630
– –
SCHX icon
845
Schwab US Large- Cap ETF
SCHX
$74.5B
$8K ﹤0.01%
+1,002
New +$8.24K
SHG icon
846
Shinhan Financial Group
SHG
$35.6B
$8K ﹤0.01%
250
– –
SONY icon
847
Sony
SONY
$138B
$8K ﹤0.01%
1,450
– –
VRSN icon
848
VeriSign
VRSN
$26.6B
$8K ﹤0.01%
94
– –
XRX icon
849
Xerox
XRX
$425M
$8K ﹤0.01%
326
– –
CLR
850
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$8K ﹤0.01%
190
– –
32 33
34
35 36

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6M
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RFA
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.