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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAFM
801
DELISTED
Sanderson Farms Inc
SAFM
$26K ﹤0.01%
225
– –
EPR icon
802
EPR Properties
EPR
$4.73B
$25K ﹤0.01%
910
-105
-10% -$3.28K
FDS icon
803
Factset
FDS
$10.2B
$25K ﹤0.01%
77
– –
MRNA icon
804
Moderna
MRNA
$25.4B
$25K ﹤0.01%
366
+60
+20% +$4.18K
PRLB icon
805
Protolabs
PRLB
$2.21B
$25K ﹤0.01%
198
– –
RWR icon
806
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$25K ﹤0.01%
326
-110
-25% -$8.75K
TDG icon
807
TransDigm Group
TDG
$68.9B
$25K ﹤0.01%
53
-20
-27% -$9.4K
VRSN icon
808
VeriSign
VRSN
$26B
$25K ﹤0.01%
125
-4
-3% -$826
VXUS icon
809
Vanguard Total International Stock ETF
VXUS
$164B
$25K ﹤0.01%
496
– –
WST icon
810
West Pharmaceutical
WST
$24.4B
$25K ﹤0.01%
92
-261
-74% -$69.1K
MDC
811
DELISTED
M.D.C. Holdings, Inc.
MDC
$25K ﹤0.01%
591
-1,100
-65% -$43.9K
AFG icon
812
American Financial Group
AFG
$12.1B
$24K ﹤0.01%
370
– –
APTV icon
813
Aptiv
APTV
$10.2B
$24K ﹤0.01%
264
– –
CIM
814
Chimera Investment
CIM
$993M
$24K ﹤0.01%
1,000
– –
EWJ icon
815
iShares MSCI Japan ETF
EWJ
$23.2B
$24K ﹤0.01%
418
– –
IIPR icon
816
Innovative Industrial Properties
IIPR
$1.67B
$24K ﹤0.01%
197
– –
LUV icon
817
Southwest Airlines
LUV
$22B
$24K ﹤0.01%
659
+1
+0.2% +$36
PDBC icon
818
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.61B
$24K ﹤0.01%
1,773
+1,456
+459% +$19.9K
TMFC icon
819
Motley Fool 100 Index ETF
TMFC
$2.13B
$24K ﹤0.01%
765
+665
+665% +$20.6K
UBSI icon
820
United Bankshares
UBSI
$6.68B
$24K ﹤0.01%
1,137
-14
-1% -$365
ZG icon
821
Zillow
ZG
$8.15B
$24K ﹤0.01%
245
– –
MRO
822
DELISTED
Marathon Oil Corporation
MRO
$24K ﹤0.01%
5,868
-387
-6% -$2.04K
AEE icon
823
Ameren
AEE
$30.2B
$23K ﹤0.01%
302
– –
AIG icon
824
American International
AIG
$39.8B
$23K ﹤0.01%
863
– –
CASY icon
825
Casey's General Stores
CASY
$31.6B
$23K ﹤0.01%
135
– –
31 32
33
34 35

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.