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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGEN icon
801
Precigen
PGEN
$2.59B
$13K ﹤0.01%
1,000
– –
PRO
802
DELISTED
PROS Holdings
PRO
$13K ﹤0.01%
369
– –
PSCH icon
803
Invesco S&P SmallCap Health Care ETF
PSCH
$168M
$13K ﹤0.01%
+324
New +$13.1K
TEVA icon
804
Teva Pharmaceuticals
TEVA
$41.2B
$13K ﹤0.01%
540
– –
AGNC icon
805
AGNC Investment
AGNC
$12.9B
$12K ﹤0.01%
684
+456
+200% +$8.61K
EEM icon
806
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$12K ﹤0.01%
292
– –
EVV
807
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$12K ﹤0.01%
1,016
– –
FINX icon
808
Global X FinTech ETF
FINX
$170M
$12K ﹤0.01%
497
– –
GNTX icon
809
Gentex
GNTX
$5.07B
$12K ﹤0.01%
554
– –
HWM icon
810
Howmet Aerospace
HWM
$112B
$12K ﹤0.01%
973
– –
KR icon
811
Kroger
KR
$34.8B
$12K ﹤0.01%
435
– –
KRE icon
812
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$12K ﹤0.01%
200
– –
LBTYK icon
813
Liberty Global Class C
LBTYK
$3.49B
$12K ﹤0.01%
472
– –
LW icon
814
Lamb Weston
LW
$7.19B
$12K ﹤0.01%
184
– –
NAD icon
815
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$12K ﹤0.01%
925
-707
-43% -$9.3K
NWS icon
816
News Corp Class B
NWS
$17.5B
$12K ﹤0.01%
775
– –
RELX icon
817
RELX
RELX
$62B
$12K ﹤0.01%
576
+230
+66% +$5.03K
ROL icon
818
Rollins
ROL
$18.2B
$12K ﹤0.01%
551
– –
SMFG icon
819
Sumitomo Mitsui Financial
SMFG
$164B
$12K ﹤0.01%
1,576
– –
SOXX icon
820
iShares Semiconductor ETF
SOXX
$48.7B
$12K ﹤0.01%
213
– –
SPR
821
DELISTED
Spirit AeroSystems
SPR
$12K ﹤0.01%
150
– –
UTF icon
822
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$12K ﹤0.01%
+565
New +$12.5K
VBK icon
823
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$12K ﹤0.01%
73
+35
+92% +$6K
WLK icon
824
Westlake Corp
WLK
$9.9B
$12K ﹤0.01%
+120
New +$13.5K
QVCGA
825
DELISTED
QVC Group Inc Series A
QVCGA
$12K ﹤0.01%
12
– –
31 32
33
34 35

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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.