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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHKP icon
801
Check Point Software Technologies
CHKP
$13.1B
$9K ﹤0.01%
124
– –
CQP icon
802
Cheniere Energy
CQP
$31.3B
$9K ﹤0.01%
308
– –
E icon
803
ENI
E
$77.5B
$9K ﹤0.01%
+289
New +$8.9K
FNF icon
804
Fidelity National Financial
FNF
$13.5B
$9K ﹤0.01%
366
+17
+5% +$400
KOP icon
805
Koppers
KOP
$985M
$9K ﹤0.01%
+301
New +$7.79K
LBRDK icon
806
Liberty Broadband Class C
LBRDK
$5.15B
$9K ﹤0.01%
164
+22
+15% +$1.28K
MNST icon
807
Monster Beverage
MNST
$88.4B
$9K ﹤0.01%
360
-216
-38% -$5.21K
NPO icon
808
Enpro
NPO
$7.05B
$9K ﹤0.01%
225
– –
NWS icon
809
News Corp Class B
NWS
$17.5B
$9K ﹤0.01%
775
– –
PRLB icon
810
Protolabs
PRLB
$2.13B
$9K ﹤0.01%
157
– –
ROP icon
811
Roper Technologies
ROP
$39.8B
$9K ﹤0.01%
54
+2
+4% +$350
TCPC icon
812
BlackRock TCP Capital
TCPC
$345M
$9K ﹤0.01%
650
– –
TM icon
813
Toyota
TM
$225B
$9K ﹤0.01%
100
– –
TNL icon
814
Travel + Leisure Co
TNL
$4.7B
$9K ﹤0.01%
310
– –
UNIT
815
Uniti Group
UNIT
$2.32B
$9K ﹤0.01%
320
-84
-21% -$2.08K
SGI
816
Somnigroup International
SGI
$13.7B
$9K ﹤0.01%
720
– –
EUMV
817
DELISTED
iShares Edge MSCI Min Vol Europe ETF
EUMV
$9K ﹤0.01%
420
– –
CAA
818
DELISTED
CalAtlantic Group, Inc.
CAA
$9K ﹤0.01%
+250
New +$8.78K
YHOO
819
DELISTED
Yahoo Inc
YHOO
$9K ﹤0.01%
250
– –
MJN
820
DELISTED
Mead Johnson Nutrition Company
MJN
$9K ﹤0.01%
106
– –
LLTC
821
DELISTED
Linear Technology Corp
LLTC
$9K ﹤0.01%
208
– –
CPHD
822
DELISTED
Cepheid Inc
CPHD
$9K ﹤0.01%
305
– –
ESV
823
DELISTED
Ensco Rowan plc
ESV
$9K ﹤0.01%
240
-124
-34% -$5.15K
PSXP
824
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$9K ﹤0.01%
178
– –
NTT
825
DELISTED
Nippon Telegraph & Telephone
NTT
$9K ﹤0.01%
+200
New +$8.9K
31 32
33
34 35

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
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RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.