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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PWR icon
776
Quanta Services
PWR
$101B
$29K ﹤0.01%
+566
New +$26.3K
REGN icon
777
Regeneron Pharmaceuticals
REGN
$83.2B
$29K ﹤0.01%
52
– –
SKYY icon
778
First Trust Cloud Computing ETF
SKYY
$3.38B
$29K ﹤0.01%
379
– –
W icon
779
Wayfair
W
$13.8B
$29K ﹤0.01%
100
– –
BCE icon
780
BCE
BCE
$21.7B
$28K ﹤0.01%
697
– –
DBA icon
781
Invesco DB Agriculture Fund
DBA
$1.23B
$28K ﹤0.01%
1,900
– –
DHS icon
782
WisdomTree US High Dividend Fund
DHS
$1.6B
$28K ﹤0.01%
450
– –
HR icon
783
Healthcare Realty
HR
$6.6B
$28K ﹤0.01%
1,100
– –
IRTC icon
784
iRhythm Holdings
IRTC
$4.11B
$28K ﹤0.01%
120
– –
PSCF icon
785
Invesco S&P SmallCap Financials ETF
PSCF
$27.6M
$28K ﹤0.01%
754
-886
-54% -$34.8K
TMUS icon
786
T-Mobile US
TMUS
$196B
$28K ﹤0.01%
252
-311
-55% -$34.5K
VBR icon
787
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.2B
$28K ﹤0.01%
257
-71
-22% -$7.96K
VEEV icon
788
Veeva Systems
VEEV
$41B
$28K ﹤0.01%
100
-56
-36% -$14.8K
ADRE
789
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$28K ﹤0.01%
600
– –
CRL icon
790
Charles River Laboratories
CRL
$13.4B
$27K ﹤0.01%
121
+114
+1,629% +$23.7K
NEM icon
791
Newmont
NEM
$120B
$27K ﹤0.01%
439
+135
+44% +$8.8K
XSLV icon
792
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$27K ﹤0.01%
814
+8
+1% +$275
SYKE
793
DELISTED
SYKES Enterprises Inc
SYKE
$27K ﹤0.01%
800
– –
GLOB icon
794
Globant
GLOB
$1.77B
$26K ﹤0.01%
150
– –
GNTX icon
795
Gentex
GNTX
$5B
$26K ﹤0.01%
1,034
– –
NWN icon
796
Northwest Natural Holdings
NWN
$2.14B
$26K ﹤0.01%
575
– –
SCHG icon
797
Schwab US Large-Cap Growth ETF
SCHG
$63.2B
$26K ﹤0.01%
1,816
-128
-7% -$1.78K
SPXX icon
798
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$345M
$26K ﹤0.01%
+1,988
New +$26.7K
WIX icon
799
WIX.com
WIX
$3.33B
$26K ﹤0.01%
104
+23
+28% +$6.34K
WPC icon
800
W.P. Carey
WPC
$16.3B
$26K ﹤0.01%
408
– –
30 31
32
33 34

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.