We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OBOR icon
776
Kraneshares MSCI One Belt One Road Index ETF
OBOR
$4.14M
$24K ﹤0.01%
1,085
– –
SLM icon
777
SLM Corp
SLM
$5.18B
$24K ﹤0.01%
2,780
+293
+12% +$2.64K
UGI icon
778
UGI
UGI
$7.25B
$24K ﹤0.01%
487
+485
+24,250% +$24.2K
VFH icon
779
Vanguard Financials ETF
VFH
$13.8B
$24K ﹤0.01%
+352
New +$24.3K
SYKE
780
DELISTED
SYKES Enterprises Inc
SYKE
$24K ﹤0.01%
800
– –
DLBR
781
DELISTED
VelocityShares Short LIBOR ETN
DLBR
$24K ﹤0.01%
+917
New +$24.4K
BPL
782
DELISTED
Buckeye Partners, L.P.
BPL
$24K ﹤0.01%
600
– –
AXTA icon
783
Axalta
AXTA
$8.07B
$23K ﹤0.01%
787
– –
AYI icon
784
Acuity Brands
AYI
$10.6B
$23K ﹤0.01%
171
– –
CGW icon
785
Invesco S&P Global Water Index ETF
CGW
$1.07B
$23K ﹤0.01%
617
+28
+5% +$1.04K
EWJ icon
786
iShares MSCI Japan ETF
EWJ
$22.7B
$23K ﹤0.01%
418
-520
-55% -$28.5K
KKR icon
787
KKR & Co
KKR
$92.4B
$23K ﹤0.01%
874
+473
+118% +$12.5K
NG icon
788
NovaGold Resources
NG
$3.35B
$23K ﹤0.01%
3,800
– –
NWS icon
789
News Corp Class B
NWS
$17.5B
$23K ﹤0.01%
1,653
– –
PBW icon
790
Invesco WilderHill Clean Energy ETF
PBW
$458M
$23K ﹤0.01%
792
– –
PHG icon
791
Philips
PHG
$26.3B
$23K ﹤0.01%
647
-55
-8% -$2.02K
VRSN icon
792
VeriSign
VRSN
$26.7B
$23K ﹤0.01%
127
+64
+102% +$13.2K
WDAY icon
793
Workday
WDAY
$45.1B
$23K ﹤0.01%
139
-29
-17% -$5.6K
ADRE
794
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$23K ﹤0.01%
600
– –
CHL
795
DELISTED
China Mobile Limited
CHL
$23K ﹤0.01%
577
+26
+5% +$1.11K
ELD icon
796
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$22K ﹤0.01%
649
– –
ETV
797
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.77B
$22K ﹤0.01%
1,504
+329
+28% +$4.91K
HUSV icon
798
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$85M
$22K ﹤0.01%
+801
New +$21.7K
IRM icon
799
Iron Mountain
IRM
$36.2B
$22K ﹤0.01%
709
-827
-54% -$26K
KRE icon
800
State Street SPDR S&P Regional Banking ETF
KRE
$4.56B
$22K ﹤0.01%
428
– –
30 31
32
33 34

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.