We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNF icon
776
Fidelity National Financial
FNF
$13.5B
$13K ﹤0.01%
439
+15
+4% +$484
ITUB icon
777
Itaú Unibanco
ITUB
$87.5B
$13K ﹤0.01%
1,919
– –
LOPE icon
778
Grand Canyon Education
LOPE
$3.98B
$13K ﹤0.01%
141
– –
LW icon
779
Lamb Weston
LW
$7.19B
$13K ﹤0.01%
184
– –
MELI icon
780
Mercado Libre
MELI
$92.3B
$13K ﹤0.01%
42
– –
MGA icon
781
Magna International
MGA
$18.8B
$13K ﹤0.01%
290
-80
-22% -$3.88K
NPO icon
782
Enpro
NPO
$7.05B
$13K ﹤0.01%
225
– –
RELX icon
783
RELX
RELX
$62B
$13K ﹤0.01%
657
+81
+14% +$1.64K
ROL icon
784
Rollins
ROL
$18.2B
$13K ﹤0.01%
536
-15
-3% -$388
TCRT icon
785
Alaunos Therapeutics
TCRT
$4.86M
$13K ﹤0.01%
40
– –
AKTS
786
DELISTED
Akoustis Technologies Inc
AKTS
$13K ﹤0.01%
+2,410
New +$12.4K
MLPI
787
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$13K ﹤0.01%
630
– –
IRR
788
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$13K ﹤0.01%
3,000
– –
A icon
789
Agilent Technologies
A
$41.2B
$12K ﹤0.01%
183
+60
+49% +$4.04K
AGNC icon
790
AGNC Investment
AGNC
$12.9B
$12K ﹤0.01%
712
+15
+2% +$267
BBVA icon
791
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$12K ﹤0.01%
2,316
-21
-0.9% -$119
CGC
792
Canopy Growth
CGC
$410M
$12K ﹤0.01%
+44
New +$16.5K
DBEU icon
793
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$799M
$12K ﹤0.01%
486
-293
-38% -$7.84K
EBAY icon
794
eBay
EBAY
$49.8B
$12K ﹤0.01%
437
-257
-37% -$7.56K
HAS icon
795
Hasbro
HAS
$13.2B
$12K ﹤0.01%
149
– –
HBAN icon
796
Huntington Bancshares
HBAN
$35.5B
$12K ﹤0.01%
1,045
– –
HIW icon
797
Highwoods Properties
HIW
$3.47B
$12K ﹤0.01%
304
+3
+1% +$130
IYR icon
798
iShares US Real Estate ETF
IYR
$4.57B
$12K ﹤0.01%
165
– –
KMPR icon
799
Kemper
KMPR
$1.68B
$12K ﹤0.01%
180
– –
MPT
800
Medical Properties Trust
MPT
$2.81B
$12K ﹤0.01%
+770
New +$12.2K
30 31
32
33 34

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.