We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.92%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.1M
Cap. Flow %
8.12%
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
326
Reduced
189
Closed
67

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.4M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.6M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.36M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.45M
5
XOM icon
ExxonMobil
XOM
+$2.01M

Top Sells

Rank Stock Value
1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.12M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$765K
4
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
+$535K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$516K

Sector Composition

Rank Sector Weight
1 Financials 8.9%
2 Technology 6.08%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNR icon
776
Pentair
PNR
$11B
$12K ﹤0.01%
281
+159
+130% +$6.7K
RBA icon
777
RB Global
RBA
$17.5B
$12K ﹤0.01%
365
– –
SKYY icon
778
First Trust Cloud Computing ETF
SKYY
$3.12B
$12K ﹤0.01%
379
– –
SMFG icon
779
Sumitomo Mitsui Financial
SMFG
$164B
$12K ﹤0.01%
1,832
– –
SFE
780
DELISTED
Safeguard Scientifics, Inc.
SFE
$12K ﹤0.01%
1,000
– –
MGU
781
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$12K ﹤0.01%
566
+200
+55% +$4.38K
ADRA
782
DELISTED
Invesco BLDRS Asia 50 ADR Index Fund
ADRA
$12K ﹤0.01%
450
– –
LLL
783
DELISTED
L3 Technologies, Inc.
LLL
$12K ﹤0.01%
86
– –
HZNP
784
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$12K ﹤0.01%
700
– –
ATHN
785
DELISTED
Athenahealth, Inc.
ATHN
$12K ﹤0.01%
103
+15
+17% +$1.91K
LLTC
786
DELISTED
Linear Technology Corp
LLTC
$12K ﹤0.01%
208
– –
HR
787
DELISTED
Healthcare Realty Trust Incorporated
HR
$12K ﹤0.01%
364
-42
-10% -$1.48K
AKAM icon
788
Akamai
AKAM
$15.9B
$11K ﹤0.01%
216
– –
AMLP icon
789
Alerian MLP ETF
AMLP
$12.8B
$11K ﹤0.01%
180
-114
-39% -$7.21K
ASH icon
790
Ashland
ASH
$3.5B
$11K ﹤0.01%
198
– –
BDJ icon
791
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$11K ﹤0.01%
+1,517
New +$12.1K
BG icon
792
Bunge Global
BG
$20.8B
$11K ﹤0.01%
199
-5
-2% -$311
BMA icon
793
Banco Macro
BMA
$5.35B
$11K ﹤0.01%
151
– –
CHRW icon
794
C.H. Robinson
CHRW
$17.5B
$11K ﹤0.01%
163
– –
CII icon
795
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$11K ﹤0.01%
806
– –
EMB icon
796
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$11K ﹤0.01%
101
+3
+3% +$350
KMX icon
797
CarMax
KMX
$8.26B
$11K ﹤0.01%
218
– –
LBRDK icon
798
Liberty Broadband Class C
LBRDK
$5.15B
$11K ﹤0.01%
164
– –
LKQ icon
799
LKQ Corp
LKQ
$6.29B
$11K ﹤0.01%
311
-200
-39% -$6.93K
NWS icon
800
News Corp Class B
NWS
$17.5B
$11K ﹤0.01%
775
– –
30 31
32
33 34

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $54.1M of net new capital in Q3 2016, opening 70 new positions and adding to 326 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.

  • Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
  • Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
  • Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
  • Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.

Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.