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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCH
776
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$11K ﹤0.01%
+485
New +$11K
ABEV icon
777
Ambev
ABEV
$46.4B
$10K ﹤0.01%
1,764
– –
ANSS
778
DELISTED
Ansys
ANSS
$10K ﹤0.01%
113
+13
+13% +$1.15K
CII icon
779
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$10K ﹤0.01%
806
– –
KMX icon
780
CarMax
KMX
$8.26B
$10K ﹤0.01%
218
+25
+13% +$1.28K
MD icon
781
Pediatrix Medical
MD
$2.2B
$10K ﹤0.01%
142
– –
PCAR icon
782
PACCAR
PCAR
$70.1B
$10K ﹤0.01%
315
– –
RELX icon
783
RELX
RELX
$62B
$10K ﹤0.01%
579
– –
RVT icon
784
Royce Value Trust
RVT
$2.3B
$10K ﹤0.01%
909
+17
+2% +$201
SCHF icon
785
Schwab International Equity ETF
SCHF
$68.7B
$10K ﹤0.01%
+766
New +$10.5K
SMFG icon
786
Sumitomo Mitsui Financial
SMFG
$164B
$10K ﹤0.01%
1,832
– –
VPL icon
787
Vanguard FTSE Pacific ETF
VPL
$8.43B
$10K ﹤0.01%
193
– –
SRCL
788
DELISTED
Stericycle Inc
SRCL
$10K ﹤0.01%
97
– –
NATI
789
DELISTED
National Instruments Corp
NATI
$10K ﹤0.01%
368
– –
VER
790
DELISTED
VEREIT, Inc.
VER
$10K ﹤0.01%
200
– –
LM
791
DELISTED
Legg Mason, Inc.
LM
$10K ﹤0.01%
342
-342
-50% -$11.1K
S
792
DELISTED
Sprint Corporation
S
$10K ﹤0.01%
2,271
-118
-5% -$437
ZOES
793
DELISTED
Zoe's Kitchen, Inc.
ZOES
$10K ﹤0.01%
300
– –
CVT
794
DELISTED
CVENT, INC.
CVT
$10K ﹤0.01%
281
– –
WES
795
DELISTED
Western Gas Partners Lp
WES
$10K ﹤0.01%
200
– –
SWFT
796
DELISTED
Swift Transportation Company
SWFT
$10K ﹤0.01%
700
+100
+17% +$1.65K
BKD icon
797
Brookdale Senior Living
BKD
$3.4B
$9K ﹤0.01%
+584
New +$10.2K
BPT
798
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$9K ﹤0.01%
+533
New +$7.93K
CBRE icon
799
CBRE Group
CBRE
$42.9B
$9K ﹤0.01%
364
+38
+12% +$1.11K
CHE icon
800
Chemed
CHE
$7.22B
$9K ﹤0.01%
73
– –
30 31
32
33 34

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.