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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VISN
751
Vistance Networks Inc
VISN
$2.7B
$32K ﹤0.01%
3,642
– –
DXCM icon
752
DexCom
DXCM
$33.6B
$32K ﹤0.01%
312
-320
-51% -$33.4K
EMB icon
753
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$32K ﹤0.01%
289
-1,534
-84% -$172K
HPI
754
John Hancock Preferred Income Fund
HPI
$435M
$32K ﹤0.01%
1,750
– –
HUM icon
755
Humana
HUM
$45.6B
$32K ﹤0.01%
79
– –
FOCS
756
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$32K ﹤0.01%
1,000
-551
-36% -$19.5K
BF.B icon
757
Brown-Forman Class B
BF.B
$12.7B
$31K ﹤0.01%
424
– –
BNS icon
758
Scotiabank
BNS
$109B
$31K ﹤0.01%
750
– –
FBT icon
759
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$31K ﹤0.01%
201
– –
FXG icon
760
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$31K ﹤0.01%
659
-34
-5% -$1.65K
PSLV icon
761
Sprott Physical Silver Trust
PSLV
$13.8B
$31K ﹤0.01%
3,750
– –
TPHD icon
762
Timothy Plan High Dividend Stock ETF
TPHD
$367M
$31K ﹤0.01%
1,373
-5
-0.4% -$115
GLIBA
763
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$31K ﹤0.01%
385
-6
-2% -$473
BNDX icon
764
Vanguard Total International Bond ETF
BNDX
$82.9B
$30K ﹤0.01%
516
+69
+15% +$4K
HACK icon
765
Amplify Cybersecurity ETF
HACK
$3.01B
$30K ﹤0.01%
646
-858
-57% -$40.5K
ISRG icon
766
Intuitive Surgical
ISRG
$141B
$30K ﹤0.01%
129
-216
-63% -$48.5K
IWV icon
767
iShares Russell 3000 ETF
IWV
$20.4B
$30K ﹤0.01%
156
-9
-5% -$1.74K
LFUS icon
768
Littelfuse
LFUS
$11.7B
$30K ﹤0.01%
173
– –
MS icon
769
Morgan Stanley
MS
$345B
$30K ﹤0.01%
626
-553
-47% -$27.9K
SCCO icon
770
Southern Copper
SCCO
$165B
$30K ﹤0.01%
+728
New +$29.9K
SCHW
771
Charles Schwab
SCHW
$187B
$30K ﹤0.01%
844
-2,750
-77% -$95.7K
LSXMK
772
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$30K ﹤0.01%
1,175
– –
POTX
773
DELISTED
Global X Cannabis ETF
POTX
$30K ﹤0.01%
695
-266
-28% -$15.1K
FFIV icon
774
F5
FFIV
$23.7B
$29K ﹤0.01%
238
– –
INFY icon
775
Infosys
INFY
$49.3B
$29K ﹤0.01%
2,131
+6
+0.3% +$75
29 30
31
32 33

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.