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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGR
751
DELISTED
Vector Group Ltd.
VGR
$16K ﹤0.01%
+1,362
New +$17.2K
FGH
752
DELISTED
FG Group Holdings Inc.
FGH
$16K ﹤0.01%
3,375
– –
PBCT
753
DELISTED
People's United Financial Inc
PBCT
$16K ﹤0.01%
891
– –
PCI
754
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$16K ﹤0.01%
700
-300
-30% -$6.96K
ULTI
755
DELISTED
Ultimate Software Group Inc
ULTI
$16K ﹤0.01%
65
-18
-22% -$4.62K
BDJ icon
756
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$15K ﹤0.01%
1,697
+26
+2% +$235
DGS icon
757
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$15K ﹤0.01%
327
– –
DVN icon
758
Devon Energy
DVN
$47.3B
$15K ﹤0.01%
343
-965
-74% -$37.4K
DXJ icon
759
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$15K ﹤0.01%
284
– –
EPP icon
760
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$15K ﹤0.01%
328
– –
EPR icon
761
EPR Properties
EPR
$4.77B
$15K ﹤0.01%
+235
New +$13.9K
HBAN icon
762
Huntington Bancshares
HBAN
$35.5B
$15K ﹤0.01%
1,042
– –
HCSG icon
763
Healthcare Services Group
HCSG
$1.53B
$15K ﹤0.01%
353
– –
HIW icon
764
Highwoods Properties
HIW
$3.47B
$15K ﹤0.01%
300
+2
+0.7% +$92
IMMR icon
765
Immersion
IMMR
$252M
$15K ﹤0.01%
1,000
– –
LOPE icon
766
Grand Canyon Education
LOPE
$3.98B
$15K ﹤0.01%
141
-59
-30% -$6.47K
NOV icon
767
NOV
NOV
$7B
$15K ﹤0.01%
366
– –
NPO icon
768
Enpro
NPO
$7.05B
$15K ﹤0.01%
225
– –
RBA icon
769
RB Global
RBA
$17.5B
$15K ﹤0.01%
465
– –
RVT icon
770
Royce Value Trust
RVT
$2.3B
$15K ﹤0.01%
983
+8
+0.8% +$129
SPYG icon
771
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$15K ﹤0.01%
+446
New +$15.5K
VEEV icon
772
Veeva Systems
VEEV
$37.4B
$15K ﹤0.01%
200
– –
VNQI icon
773
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$15K ﹤0.01%
260
– –
BPL
774
DELISTED
Buckeye Partners, L.P.
BPL
$15K ﹤0.01%
450
– –
SSFN
775
DELISTED
Stewardship Financial Corp
SSFN
$15K ﹤0.01%
1,350
– –
29 30
31
32 33

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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.