We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.92%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.1M
Cap. Flow %
8.12%
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
326
Reduced
189
Closed
67

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.4M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.6M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.36M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.45M
5
XOM icon
ExxonMobil
XOM
+$2.01M

Top Sells

Rank Stock Value
1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.12M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$765K
4
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
+$535K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$516K

Sector Composition

Rank Sector Weight
1 Financials 8.9%
2 Technology 6.08%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVV
751
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$13K ﹤0.01%
1,016
– –
EWC icon
752
iShares MSCI Canada ETF
EWC
$6.46B
$13K ﹤0.01%
527
+250
+90% +$6.33K
EWJ icon
753
iShares MSCI Japan ETF
EWJ
$22.8B
$13K ﹤0.01%
271
– –
GNTX icon
754
Gentex
GNTX
$5.07B
$13K ﹤0.01%
776
– –
HCSG icon
755
Healthcare Services Group
HCSG
$1.53B
$13K ﹤0.01%
331
– –
HP icon
756
Helmerich & Payne
HP
$3.71B
$13K ﹤0.01%
200
– –
IEI icon
757
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$13K ﹤0.01%
107
– –
KLAC icon
758
KLA
KLAC
$259B
$13K ﹤0.01%
2,000
– –
MCO icon
759
Moody's
MCO
$82.7B
$13K ﹤0.01%
124
+4
+3% +$421
MOS icon
760
The Mosaic Company
MOS
$7.33B
$13K ﹤0.01%
546
+400
+274% +$10.9K
MPLX icon
761
MPLX
MPLX
$59.7B
$13K ﹤0.01%
394
– –
OHI icon
762
Omega Healthcare
OHI
$14.7B
$13K ﹤0.01%
393
– –
PAA icon
763
Plains All American Pipeline
PAA
$16.1B
$13K ﹤0.01%
415
– –
PSMT icon
764
Pricesmart
PSMT
$5.46B
$13K ﹤0.01%
160
– –
TLK icon
765
Telkom Indonesia
TLK
$14.9B
$13K ﹤0.01%
400
-30
-7% -$958
VBR icon
766
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$13K ﹤0.01%
120
– –
VOD icon
767
Vodafone
VOD
$37.4B
$13K ﹤0.01%
468
-228
-33% -$6.95K
WTRG icon
768
Essential Utilities
WTRG
$11.4B
$13K ﹤0.01%
+443
New +$14.4K
QVCGA
769
DELISTED
QVC Group Inc Series A
QVCGA
$13K ﹤0.01%
14
-3
-18% -$3.31K
MRO
770
DELISTED
Marathon Oil Corporation
MRO
$13K ﹤0.01%
879
-3
-0.3% -$45
ECH icon
771
iShares MSCI Chile ETF
ECH
$1.06B
$12K ﹤0.01%
335
– –
HALO icon
772
Halozyme
HALO
$12.2B
$12K ﹤0.01%
1,000
– –
NAD icon
773
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$12K ﹤0.01%
+832
New +$12.9K
NPO icon
774
Enpro
NPO
$7.05B
$12K ﹤0.01%
225
– –
PCAR icon
775
PACCAR
PCAR
$70.1B
$12K ﹤0.01%
315
– –
29 30
31
32 33

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $54.1M of net new capital in Q3 2016, opening 70 new positions and adding to 326 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.

  • Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
  • Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
  • Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
  • Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.

Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.