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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLL
751
DELISTED
L3 Technologies, Inc.
LLL
$12K ﹤0.01%
86
– –
ATHN
752
DELISTED
Athenahealth, Inc.
ATHN
$12K ﹤0.01%
88
– –
NPI
753
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$12K ﹤0.01%
830
– –
IHS
754
DELISTED
IHS INC CL-A COM STK
IHS
$12K ﹤0.01%
110
– –
PC
755
DELISTED
PANASONIC CORP ADR (REP 1 SHR COM STK) (JP)
PC
$12K ﹤0.01%
1,500
– –
AEG icon
756
Aegon
AEG
$14.1B
$11K ﹤0.01%
3,724
-124
-3% -$466
ASH icon
757
Ashland
ASH
$3.5B
$11K ﹤0.01%
198
-2,527
-93% -$140K
BMA icon
758
Banco Macro
BMA
$5.35B
$11K ﹤0.01%
151
– –
EMB icon
759
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$11K ﹤0.01%
98
+8
+9% +$892
EQT icon
760
EQT Corp
EQT
$32.3B
$11K ﹤0.01%
276
– –
FIVE icon
761
Five Below
FIVE
$13.5B
$11K ﹤0.01%
243
– –
GNTX icon
762
Gentex
GNTX
$5.07B
$11K ﹤0.01%
776
– –
MCO icon
763
Moody's
MCO
$82.7B
$11K ﹤0.01%
120
+4
+3% +$386
MGV icon
764
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.5B
$11K ﹤0.01%
+190
New +$11.5K
NAVI icon
765
Navient
NAVI
$853M
$11K ﹤0.01%
1,000
– –
PAA icon
766
Plains All American Pipeline
PAA
$16.1B
$11K ﹤0.01%
415
– –
PPH icon
767
VanEck Pharmaceutical ETF
PPH
$938M
$11K ﹤0.01%
200
– –
SCHV
768
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$11K ﹤0.01%
+795
New +$11.6K
SKYY icon
769
First Trust Cloud Computing ETF
SKYY
$3.12B
$11K ﹤0.01%
379
– –
TD icon
770
Toronto Dominion Bank
TD
$200B
$11K ﹤0.01%
270
– –
ADRA
771
DELISTED
Invesco BLDRS Asia 50 ADR Index Fund
ADRA
$11K ﹤0.01%
450
– –
BSJJ
772
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$11K ﹤0.01%
+475
New +$11.1K
BSCJ
773
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$11K ﹤0.01%
+515
New +$11K
HZNP
774
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$11K ﹤0.01%
700
– –
BSCI
775
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$11K ﹤0.01%
+520
New +$11.1K
29 30
31
32 33

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.