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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.82%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$23.5M
Cap. Flow
-$13.5M
Cap. Flow %
-4.43%
Top 10 Hldgs %
40.12%
Holding
1,104
New
165
Increased
242
Reduced
76
Closed
181

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.76M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.32M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.37M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.03M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2M

Top Sells

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$31.7M
2
BAC.PRE icon
Bank of America Depository Shares Series E
BAC.PRE
+$2.62M
3
GS.PRA icon
Goldman Sachs Group Inc Depositary Shares
GS.PRA
+$1.99M
4
HRL icon
Hormel Foods
HRL
+$1.46M
5
MS.PRA icon
Morgan Stanley Series A Preferred Stock
MS.PRA
+$1.27M

Sector Composition

Rank Sector Weight
1 Financials 12.17%
2 Technology 9.66%
3 Energy 9.29%
4 Healthcare 6.5%
5 Industrials 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMCX icon
751
AMC Global Media
AMCX
$489M
$2K ﹤0.01%
27
– –
AOD
752
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$2K ﹤0.01%
250
– –
AOS icon
753
A.O. Smith
AOS
$8.7B
$2K ﹤0.01%
+88
New +$2.15K
BDC icon
754
Belden
BDC
$5.19B
$2K ﹤0.01%
+28
New +$1.94K
CE icon
755
Celanese
CE
$4.82B
$2K ﹤0.01%
30
– –
E icon
756
ENI
E
$77.5B
$2K ﹤0.01%
40
– –
ENB icon
757
Enbridge
ENB
$112B
$2K ﹤0.01%
+33
New +$1.43K
GGN
758
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$2K ﹤0.01%
200
– –
GME icon
759
GameStop
GME
$8.6B
$2K ﹤0.01%
+228
New +$2.19K
HII icon
760
Huntington Ingalls Industries
HII
$12.8B
$2K ﹤0.01%
17
– –
HL icon
761
Hecla Mining
HL
$11.3B
$2K ﹤0.01%
509
– –
HST icon
762
Host Hotels & Resorts
HST
$16B
$2K ﹤0.01%
101
– –
HYT icon
763
BlackRock Corporate High Yield Fund
HYT
$1.37B
$2K ﹤0.01%
161
+39
+32% +$477
IAU icon
764
iShares Gold Trust
IAU
$67.5B
$2K ﹤0.01%
100
– –
IMKTA icon
765
Ingles Markets
IMKTA
$1.67B
$2K ﹤0.01%
100
– –
JNK icon
766
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$2K ﹤0.01%
+18
New +$2.21K
LUV icon
767
Southwest Airlines
LUV
$23B
$2K ﹤0.01%
100
– –
LYV icon
768
Live Nation Entertainment
LYV
$42.1B
$2K ﹤0.01%
95
-44
-32% -$956
NOC icon
769
Northrop Grumman
NOC
$81.2B
$2K ﹤0.01%
+13
New +$1.54K
NRG icon
770
NRG Energy
NRG
$24.8B
$2K ﹤0.01%
49
– –
OII icon
771
Oceaneering
OII
$4.77B
$2K ﹤0.01%
+34
New +$2.44K
RYN icon
772
Rayonier
RYN
$6.55B
$2K ﹤0.01%
68
– –
SKM icon
773
SK Telecom
SKM
$13.2B
$2K ﹤0.01%
42
– –
TKR icon
774
Timken Company
TKR
$9.03B
$2K ﹤0.01%
+43
New +$1.77K
TRI icon
775
Thomson Reuters
TRI
$44.1B
$2K ﹤0.01%
+49
New +$2.01K
29 30
31
32 33

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2014 Portfolio in Review

As of Q1 2014, Carroll Financial Associates held 1,104 positions worth $305M, up 8.3% from $281M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates withdrew a net $13.5M in Q1 2014, closing 181 positions and reducing 76 holdings. Its most notable exit was Bank of America Depository Shares Series E, an estimated $2.62M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Vanguard FTSE All-World ex-US ETF worth $1.28M.

  • Carroll Financial Associates's largest Q1 2014 buy was Vanguard FTSE All-World ex-US ETF: 25,507 shares worth $1.28M.
  • Carroll Financial Associates added most to Vanguard Dividend Appreciation ETF in Q1 2014, an estimated $3.76M increase.
  • Carroll Financial Associates's biggest Q1 2014 reduction was KINDER MORGAN MANAGEMENT LLC, cutting an estimated $31.7M.
  • Carroll Financial Associates fully exited Bank of America Depository Shares Series E in Q1 2014, selling an estimated $2.62M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $305M portfolio in Q1 2014.
  • Carroll Financial Associates opened 165 new positions and closed 181 in Q1 2014.
  • Carroll Financial Associates's portfolio value rose 8.3% quarter-over-quarter to $305M.

Based on Carroll Financial Associates's 13F filing for Q1 2014, filed 2 May 2014.