We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
Cap. Flow
-$4.46M
Cap. Flow %
-1.58%
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.02M
3
IOO icon
iShares Global 100 ETF
IOO
+$2.4M
4
PSTB
Park Sterling Corp.
PSTB
+$1.86M
5
HRL icon
Hormel Foods
HRL
+$1.41M

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.61M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.09M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.19M
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$1.26M
5
WU icon
Western Union
WU
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 13.16%
2 Energy 10.34%
3 Technology 9.46%
4 Healthcare 6.55%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCM
751
DELISTED
NTT DOCOMO, Inc.
DCM
$1K ﹤0.01%
70
– –
ACCO icon
752
Acco Brands
ACCO
$407M
$0 ﹤0.01%
16
– –
ACLS icon
753
Axcelis
ACLS
$4.33B
$0 ﹤0.01%
86
– –
AOS icon
754
A.O. Smith
AOS
$8.7B
– –
-88
Closed -$1K
ARE icon
755
Alexandria Real Estate Equities
ARE
$8.56B
$0 ﹤0.01%
5
– –
AVGO icon
756
Broadcom
AVGO
$2.04T
– –
-50,000
Closed -$215K
AVNW icon
757
Aviat Networks
AVNW
$273M
$0 ﹤0.01%
4
– –
AWI icon
758
Armstrong World Industries
AWI
$7.84B
– –
-11
Closed –
BB icon
759
BlackBerry
BB
$5.26B
$0 ﹤0.01%
15
– –
BCE icon
760
BCE
BCE
$21.2B
– –
-12
Closed –
BDC icon
761
Belden
BDC
$5.19B
– –
-28
Closed -$1K
BGB
762
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
– –
-4,800
Closed -$84K
BGT icon
763
BlackRock Floating Rate Income Trust
BGT
$325M
– –
-13
Closed –
BKLN icon
764
Invesco Senior Loan ETF
BKLN
$6.81B
– –
-20
Closed –
BLDP
765
Ballard Power Systems
BLDP
$790M
$0 ﹤0.01%
600
– –
BLV icon
766
Vanguard Long-Term Bond ETF
BLV
$5.75B
$0 ﹤0.01%
+4
New +$331
BSX icon
767
Boston Scientific
BSX
$71.5B
– –
-200
Closed -$2K
BTO
768
John Hancock Financial Opportunities Fund
BTO
$803M
– –
-455
Closed -$9K
CASI
769
DELISTED
CASI Pharmaceuticals
CASI
$0 ﹤0.01%
1
– –
CATO icon
770
Cato Corp
CATO
$66.1M
– –
-2,763
Closed -$77K
CCEP icon
771
Coca-Cola Europacific Partners
CCEP
$47.9B
– –
-274
Closed -$11K
CIK
772
Credit Suisse Asset Management Income Fund
CIK
$134M
– –
-962
Closed -$3K
CLAR icon
773
Clarus
CLAR
$143M
$0 ﹤0.01%
25
– –
CRNT icon
774
Ceragon Networks
CRNT
$201M
$0 ﹤0.01%
25
– –
DTE icon
775
DTE Energy
DTE
$29.1B
– –
-9
Closed –
29 30
31
32 33

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
  • Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
  • Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
  • Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.

Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.