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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LW icon
726
Lamb Weston
LW
$7.18B
$37K ﹤0.01%
573
– –
USFD icon
727
US Foods
USFD
$23.4B
$37K ﹤0.01%
1,705
– –
INOV
728
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$37K ﹤0.01%
+1,416
New +$33.1K
WBK
729
DELISTED
Westpac Banking Corporation
WBK
$37K ﹤0.01%
3,144
– –
AIVL icon
730
WisdomTree US AI Enhanced Value Fund
AIVL
$434M
$36K ﹤0.01%
485
– –
CTSH icon
731
Cognizant
CTSH
$25.8B
$36K ﹤0.01%
530
– –
SONY icon
732
Sony
SONY
$137B
$36K ﹤0.01%
2,405
– –
EV
733
DELISTED
Eaton Vance Corp.
EV
$36K ﹤0.01%
963
– –
BLK icon
734
Blackrock
BLK
$178B
$35K ﹤0.01%
63
– –
GVI icon
735
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
$35K ﹤0.01%
300
– –
HLT icon
736
Hilton Worldwide
HLT
$72.1B
$35K ﹤0.01%
414
+3
+0.7% +$251
KBA icon
737
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$149M
$35K ﹤0.01%
909
– –
MU icon
738
Micron Technology
MU
$1.04T
$35K ﹤0.01%
750
-701
-48% -$33.9K
TAP icon
739
Molson Coors Class B
TAP
$7.71B
$35K ﹤0.01%
1,067
– –
AVA icon
740
Avista
AVA
$3.23B
$34K ﹤0.01%
1,000
– –
FBNC icon
741
First Bancorp
FBNC
$2.7B
$34K ﹤0.01%
1,650
– –
LYB icon
742
LyondellBasell Industries
LYB
$20.4B
$34K ﹤0.01%
493
– –
MIDU icon
743
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$80.5M
$34K ﹤0.01%
1,595
+1
+0.1% +$22
NI icon
744
NiSource
NI
$20.1B
$34K ﹤0.01%
1,587
-992
-38% -$23K
PFEB icon
745
Innovator US Equity Power Buffer ETF February
PFEB
$925M
$34K ﹤0.01%
+1,379
New +$34.4K
TD icon
746
Toronto Dominion Bank
TD
$203B
$34K ﹤0.01%
745
– –
ADSK icon
747
Autodesk
ADSK
$52.1B
$33K ﹤0.01%
147
-2
-1% -$475
EBAY icon
748
eBay
EBAY
$45.9B
$33K ﹤0.01%
633
-76
-11% -$4.19K
XAR icon
749
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.59B
$33K ﹤0.01%
380
– –
BXC icon
750
BlueLinx
BXC
$685M
$32K ﹤0.01%
1,500
– –
28 29
30
31 32

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.