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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHI icon
726
Federated Hermes
FHI
$4.72B
$17K ﹤0.01%
735
– –
KARS icon
727
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$80.2M
$17K ﹤0.01%
+800
New +$18.8K
LEA icon
728
Lear
LEA
$8.18B
$17K ﹤0.01%
96
+90
+1,500% +$17.6K
MTB icon
729
M&T Bank
MTB
$36.2B
$17K ﹤0.01%
100
-7
-7% -$1.25K
PHG icon
730
Philips
PHG
$26.1B
$17K ﹤0.01%
537
-12
-2% -$384
PIZ icon
731
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$756M
$17K ﹤0.01%
654
– –
WRK
732
DELISTED
WestRock Company
WRK
$17K ﹤0.01%
+310
New +$19K
GFY
733
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$17K ﹤0.01%
1,069
– –
IBKC
734
DELISTED
IBERIABANK Corp
IBKC
$17K ﹤0.01%
230
– –
BSJJ
735
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$17K ﹤0.01%
725
– –
OCLR
736
DELISTED
Oclaro Inc.
OCLR
$17K ﹤0.01%
2,000
– –
AIG icon
737
American International
AIG
$41.3B
$16K ﹤0.01%
305
+32
+12% +$1.73K
AYI icon
738
Acuity Brands
AYI
$10.8B
$16K ﹤0.01%
146
– –
BBVA icon
739
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$16K ﹤0.01%
2,337
– –
BWA icon
740
BorgWarner
BWA
$13.9B
$16K ﹤0.01%
442
– –
CBRE icon
741
CBRE Group
CBRE
$42.9B
$16K ﹤0.01%
352
– –
CHE icon
742
Chemed
CHE
$7.22B
$16K ﹤0.01%
50
– –
ETR icon
743
Entergy
ETR
$50B
$16K ﹤0.01%
416
– –
FMS icon
744
Fresenius Medical Care
FMS
$12.9B
$16K ﹤0.01%
318
– –
PARA
745
DELISTED
Paramount Global Class B
PARA
$16K ﹤0.01%
285
– –
PRLB icon
746
Protolabs
PRLB
$2.13B
$16K ﹤0.01%
140
– –
RACE icon
747
Ferrari
RACE
$72.5B
$16K ﹤0.01%
120
-350
-74% -$46K
SAIC icon
748
Saic
SAIC
$5.35B
$16K ﹤0.01%
+200
New +$17K
SYF icon
749
Synchrony
SYF
$25.6B
$16K ﹤0.01%
+500
New +$17.2K
XLRE icon
750
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.59B
$16K ﹤0.01%
495
– –
28 29
30
31 32

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.