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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEI icon
726
HEICO Corp
HEI
$51.4B
$15K ﹤0.01%
336
– –
HEQ
727
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$15K ﹤0.01%
884
– –
HIW icon
728
Highwoods Properties
HIW
$3.47B
$15K ﹤0.01%
294
+2
+0.7% +$102
KMX icon
729
CarMax
KMX
$8.26B
$15K ﹤0.01%
207
+12
+6% +$800
LBTYK icon
730
Liberty Global Class C
LBTYK
$3.49B
$15K ﹤0.01%
490
+18
+4% +$581
MCO icon
731
Moody's
MCO
$82.7B
$15K ﹤0.01%
106
+3
+3% +$394
PGJ icon
732
Invesco Golden Dragon China ETF
PGJ
$98.7M
$15K ﹤0.01%
340
– –
RVT icon
733
Royce Value Trust
RVT
$2.3B
$15K ﹤0.01%
957
+7
+0.7% +$104
SWK icon
734
Stanley Black & Decker
SWK
$15.7B
$15K ﹤0.01%
101
+1
+1% +$144
TD icon
735
Toronto Dominion Bank
TD
$200B
$15K ﹤0.01%
270
– –
VBR icon
736
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$15K ﹤0.01%
120
– –
PXD
737
DELISTED
Pioneer Natural Resource Co.
PXD
$15K ﹤0.01%
100
– –
RGC
738
DELISTED
Regal Entertainment Group
RGC
$15K ﹤0.01%
900
– –
BDJ icon
739
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$14K ﹤0.01%
1,621
+25
+2% +$222
DAL icon
740
Delta Air Lines
DAL
$60.1B
$14K ﹤0.01%
290
– –
EVV
741
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$14K ﹤0.01%
1,016
– –
HAS icon
742
Hasbro
HAS
$13.2B
$14K ﹤0.01%
149
– –
HPQ icon
743
HP
HPQ
$27.5B
$14K ﹤0.01%
704
-843
-54% -$16K
KOP icon
744
Koppers
KOP
$985M
$14K ﹤0.01%
301
– –
MPLX icon
745
MPLX
MPLX
$59.7B
$14K ﹤0.01%
394
– –
PCG icon
746
PG&E
PCG
$38.5B
$14K ﹤0.01%
213
– –
PSMT icon
747
Pricesmart
PSMT
$5.46B
$14K ﹤0.01%
161
+1
+0.6% +$84
TNL icon
748
Travel + Leisure Co
TNL
$4.7B
$14K ﹤0.01%
310
– –
TRP icon
749
TC Energy
TRP
$65.9B
$14K ﹤0.01%
300
– –
TWTR
750
DELISTED
Twitter, Inc.
TWTR
$14K ﹤0.01%
799
– –
28 29
30
31 32

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.