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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPLX icon
726
MPLX
MPLX
$59.7B
$13K ﹤0.01%
394
+218
+124% +$6.92K
OHI icon
727
Omega Healthcare
OHI
$14.7B
$13K ﹤0.01%
393
– –
SLX icon
728
VanEck Steel ETF
SLX
$176M
$13K ﹤0.01%
500
– –
STX icon
729
Seagate
STX
$184B
$13K ﹤0.01%
538
– –
TDG icon
730
TransDigm Group
TDG
$67.7B
$13K ﹤0.01%
51
– –
TEL icon
731
TE Connectivity
TEL
$62.6B
$13K ﹤0.01%
238
+1
+0.4% +$60
TLK icon
732
Telkom Indonesia
TLK
$14.9B
$13K ﹤0.01%
430
-84
-16% -$2.33K
TRP icon
733
TC Energy
TRP
$65.9B
$13K ﹤0.01%
300
– –
VTWG icon
734
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
$13K ﹤0.01%
140
+11
+9% +$1.08K
XNTK icon
735
State Street SPDR NYSE Technology ETF
XNTK
$2.23B
$13K ﹤0.01%
258
– –
MRO
736
DELISTED
Marathon Oil Corporation
MRO
$13K ﹤0.01%
882
-1,758
-67% -$23.2K
IBKC
737
DELISTED
IBERIABANK Corp
IBKC
$13K ﹤0.01%
230
– –
AKAM icon
738
Akamai
AKAM
$16.1B
$12K ﹤0.01%
216
– –
AZN icon
739
AstraZeneca
AZN
$250B
$12K ﹤0.01%
211
+124
+143% +$7.2K
BFH icon
740
Bread Financial
BFH
$4.38B
$12K ﹤0.01%
81
– –
BG icon
741
Bunge Global
BG
$20.8B
$12K ﹤0.01%
204
– –
CHRW icon
742
C.H. Robinson
CHRW
$17.5B
$12K ﹤0.01%
163
– –
ECH icon
743
iShares MSCI Chile ETF
ECH
$1.06B
$12K ﹤0.01%
335
– –
EWJ icon
744
iShares MSCI Japan ETF
EWJ
$23B
$12K ﹤0.01%
271
– –
FMS icon
745
Fresenius Medical Care
FMS
$12.9B
$12K ﹤0.01%
280
– –
RBA icon
746
RB Global
RBA
$17.5B
$12K ﹤0.01%
365
– –
VBR icon
747
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$12K ﹤0.01%
120
+50
+71% +$5.18K
SFE
748
DELISTED
Safeguard Scientifics, Inc.
SFE
$12K ﹤0.01%
1,000
– –
TWTR
749
DELISTED
Twitter, Inc.
TWTR
$12K ﹤0.01%
714
+160
+29% +$2.5K
SSFN
750
DELISTED
Stewardship Financial Corp
SSFN
$12K ﹤0.01%
1,880
– –
28 29
30
31 32

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CCT
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.