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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEG icon
726
Aegon
AEG
$14.1B
– –
-4,005
Closed -$22K
AIZ icon
727
Assurant
AIZ
$14.3B
– –
-22
Closed -$1K
AMG icon
728
Affiliated Managers Group
AMG
$9.76B
– –
-65
Closed -$12K
AMX icon
729
America Movil
AMX
$71.2B
$0 ﹤0.01%
22
– –
ANF icon
730
Abercrombie & Fitch
ANF
$5B
– –
-1,204
Closed -$35K
ANSS
731
DELISTED
Ansys
ANSS
– –
-129
Closed -$10K
ARE icon
732
Alexandria Real Estate Equities
ARE
$8.56B
– –
-5
Closed –
ATO icon
733
Atmos Energy
ATO
$28.8B
– –
-174
Closed -$9K
AU icon
734
AngloGold Ashanti
AU
$48.7B
– –
-49
Closed –
AVNW icon
735
Aviat Networks
AVNW
$273M
$0 ﹤0.01%
4
– –
AYI icon
736
Acuity Brands
AYI
$10.8B
– –
-100
Closed -$13K
BB icon
737
BlackBerry
BB
$5.26B
$0 ﹤0.01%
15
– –
BBY icon
738
Best Buy
BBY
$17.3B
– –
-43
Closed -$1K
BIDU icon
739
Baidu
BIDU
$37.2B
– –
-200
Closed -$50K
BKLN icon
740
Invesco Senior Loan ETF
BKLN
$6.81B
– –
-3,564
Closed -$86K
BLDP
741
Ballard Power Systems
BLDP
$790M
$0 ﹤0.01%
100
-500
-83% -$1.23K
BLV icon
742
Vanguard Long-Term Bond ETF
BLV
$5.75B
– –
-4
Closed –
BMRN icon
743
BioMarin Pharmaceuticals
BMRN
$12.4B
– –
-45
Closed -$3K
BR icon
744
Broadridge
BR
$19B
– –
-100
Closed -$4K
BRW
745
Saba Capital Income & Opportunities Fund
BRW
$339M
– –
-1,580
Closed -$16K
BTI icon
746
British American Tobacco
BTI
$128B
– –
-92
Closed -$5K
CACI icon
747
CACI
CACI
$14.2B
– –
-4
Closed –
CASI
748
DELISTED
CASI Pharmaceuticals
CASI
– –
-1
Closed –
CBRE icon
749
CBRE Group
CBRE
$42.9B
– –
-150
Closed -$4K
CINF icon
750
Cincinnati Financial
CINF
$27.1B
– –
-210
Closed -$10K
28 29
30
31 32

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.