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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCIU
51
DELISTED
Global X Scientific Beta US ETF
SCIU
$2.61M 0.29%
92,156
+35,242
+62% +$1.08M
KO icon
52
Coca-Cola
KO
$375B
$2.5M 0.28%
53,334
-3,937
-7% -$188K
CVX icon
53
Chevron
CVX
$366B
$2.46M 0.27%
21,918
-407
-2% -$47.1K
WFC icon
54
Wells Fargo
WFC
$264B
$2.45M 0.27%
51,471
-3,582
-7% -$183K
PDN icon
55
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$366M
$2.39M 0.27%
83,842
-21,711
-21% -$641K
SON icon
56
Sonoco
SON
$5.74B
$2.37M 0.26%
45,560
+225
+0.5% +$12.3K
FCNCA icon
57
First Citizens BancShares
FCNCA
$25.3B
$2.35M 0.26%
6,000
– –
DGRO icon
58
iShares Core Dividend Growth ETF
DGRO
$43.5B
$2.28M 0.25%
68,201
+7,452
+12% +$262K
AMZN icon
59
Amazon
AMZN
$2.96T
$2.17M 0.24%
26,680
+5,000
+23% +$416K
ITOT icon
60
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$2.15M 0.24%
37,212
-3,668
-9% -$225K
IEMG icon
61
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$2.09M 0.23%
43,684
-83
-0.2% -$4.01K
MCD icon
62
McDonald's
MCD
$195B
$2.04M 0.23%
11,298
-186
-2% -$33K
T icon
63
AT&T
T
$163B
$2M 0.22%
85,602
-8,897
-9% -$207K
RNP icon
64
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$1.99M 0.22%
+109,141
New +$1.99M
VUG icon
65
Vanguard Morningstar Growth ETF
VUG
$231B
$1.96M 0.22%
85,902
+10,578
+14% +$256K
LOB icon
66
Live Oak Bancshares
LOB
$1.97B
$1.96M 0.22%
125,183
+19,268
+18% +$371K
VZ icon
67
Verizon
VZ
$196B
$1.93M 0.22%
34,081
+477
+1% +$27.1K
AGGY icon
68
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$1.93M 0.22%
39,976
-961
-2% -$45.9K
PM icon
69
Philip Morris
PM
$295B
$1.9M 0.21%
28,214
-5,069
-15% -$423K
IJR icon
70
iShares Core S&P Small-Cap ETF
IJR
$112B
$1.9M 0.21%
26,502
+11,142
+73% +$861K
D icon
71
Dominion Energy
D
$59.3B
$1.87M 0.21%
26,205
+13,077
+100% +$955K
MMM icon
72
3M
MMM
$94.3B
$1.85M 0.21%
11,625
+313
+3% +$52K
COP icon
73
ConocoPhillips
COP
$141B
$1.85M 0.21%
29,161
-203
-0.7% -$13.8K
MRK icon
74
Merck
MRK
$318B
$1.77M 0.2%
24,669
-211
-0.8% -$14.9K
HD icon
75
Home Depot
HD
$355B
$1.77M 0.2%
10,012
-6
-0.1% -$1.08K
1 2
3
4 5

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TU
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NFG
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6M
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RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
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RM
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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.