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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXF icon
51
Vanguard Extended Market ETF
VXF
$31.2B
$2.7M 0.29%
22,886
-1,639
-7% -$190K
PM icon
52
Philip Morris
PM
$293B
$2.68M 0.29%
33,184
-1,570
-5% -$133K
KO icon
53
Coca-Cola
KO
$374B
$2.65M 0.28%
60,390
-4,610
-7% -$199K
MLPX icon
54
Global X MLP & Energy Infrastructure ETF
MLPX
$3.59B
$2.63M 0.28%
65,956
+4,444
+7% +$170K
IEMG icon
55
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$2.58M 0.28%
49,107
+3,441
+8% +$193K
ITOT icon
56
iShares Core S&P Total US Stock Market ETF
ITOT
$97.1B
$2.5M 0.27%
40,070
+7,517
+23% +$467K
CSCO icon
57
Cisco
CSCO
$476B
$2.47M 0.26%
57,498
+234
+0.4% +$10.2K
PEP icon
58
PepsiCo
PEP
$189B
$2.47M 0.26%
22,712
+90
+0.4% +$9.3K
FCNCA icon
59
First Citizens BancShares
FCNCA
$25.5B
$2.42M 0.26%
6,000
– –
SON icon
60
Sonoco
SON
$5.64B
$2.38M 0.25%
45,333
+2
+0% +$103
GE icon
61
GE Aerospace
GE
$389B
$2.37M 0.25%
36,335
-1,446
-4% -$96.5K
T icon
62
AT&T
T
$162B
$2.28M 0.24%
94,139
+5,414
+6% +$136K
NUE icon
63
Nucor
NUE
$61.9B
$2.26M 0.24%
36,174
+11,191
+45% +$714K
AGGP
64
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$2.23M 0.24%
117,067
-29,838
-20% -$570K
VNLA icon
65
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$2.06M 0.22%
41,159
+2,478
+6% +$124K
COP icon
66
ConocoPhillips
COP
$142B
$2.04M 0.22%
29,348
+12
+0% +$799
DGRO icon
67
iShares Core Dividend Growth ETF
DGRO
$43.4B
$2.01M 0.21%
58,523
-5,905
-9% -$203K
HD icon
68
Home Depot
HD
$349B
$1.95M 0.21%
9,981
-621
-6% -$116K
XLF icon
69
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$1.92M 0.2%
72,030
+1,673
+2% +$46.1K
AGGY icon
70
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$1.89M 0.2%
38,910
+3,243
+9% +$158K
MMM icon
71
3M
MMM
$93.2B
$1.89M 0.2%
11,461
-570
-5% -$97.3K
SSB icon
72
SouthState Bank Corp
SSB
$10.5B
$1.88M 0.2%
21,782
– –
VUG icon
73
Vanguard Morningstar Growth ETF
VUG
$229B
$1.87M 0.2%
74,802
+4,908
+7% +$120K
PSX icon
74
Phillips 66
PSX
$82.4B
$1.8M 0.19%
16,065
-110
-0.7% -$12.4K
PKW icon
75
Invesco BuyBack Achievers ETF
PKW
$1.75B
$1.75M 0.19%
30,809
-775
-2% -$44.5K
1 2
3
4 5

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.