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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
(+11%)
Cap. Flow
+$43.1M
Cap. Flow
% of AUM
7.2%
Top 10 Holdings %
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$11.8M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$11.4M |
| 3 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$6.35M |
| 4 |
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
|
+$5M |
| 5 |
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
|
+$2.91M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$5.79M |
| 2 |
GE Aerospace
GE
|
+$1.61M |
| 3 |
Kinder Morgan
KMI
|
+$1.27M |
| 4 |
PACW
PacWest Bancorp
PACW
|
+$702K |
| 5 |
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
|
+$633K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 9.27% |
| 2 | Technology | 5.91% |
| 3 | Energy | 5.03% |
| 4 | Healthcare | 4.76% |
| 5 | Consumer Staples | 4.58% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Bank of America
BAC
$437B
| $2M | 0.33% |
150,517
+7,128
| +5% | +$100K |
|
52
Hormel Foods
HRL
$13.9B
| $2M | 0.33% |
54,528
| – | – |
|
53
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
| $1.95M | 0.33% |
45,540
+6,875
| +18% | +$279K |
|
54
Southern Company
SO
$107B
| $1.92M | 0.32% |
35,886
+3,363
| +10% | +$169K |
|
55
IBM
IBM
$213B
| $1.91M | 0.32% |
13,161
-265
| -2% | -$37.9K |
|
56
Cisco
CSCO
$457B
| $1.9M | 0.32% |
66,147
-992
| -1% | -$27.8K |
|
57
Live Oak Bancshares
LOB
$2.03B
| $1.85M | 0.31% |
131,340
+1,990
| +2% | +$30.3K |
|
58
Sonoco
SON
$5.58B
| $1.77M | 0.3% |
35,762
+1,999
| +6% | +$94.9K |
|
59
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.47B
| $1.75M | 0.29% |
33,916
+1,874
| +6% | +$95.1K |
|
60
Verizon
VZ
$197B
| $1.68M | 0.28% |
30,094
+2,576
| +9% | +$134K |
|
61
Home Depot
HD
$339B
| $1.67M | 0.28% |
13,083
+560
| +4% | +$74.1K |
|
62
Altria Group
MO
$114B
| $1.66M | 0.28% |
24,003
+694
| +3% | +$44.4K |
|
63
ConocoPhillips
COP
$145B
| $1.53M | 0.26% |
35,124
+15,442
| +78% | +$681K |
|
64
Baxter International
BAX
$14.5B
| $1.49M | 0.25% |
32,956
-606
| -2% | -$26.6K |
|
|
HDV
65
iShares Core High Dividend ETF
HDV
$14.8B
| $1.49M | 0.25% |
90,730
+18,595
| +26% | +$296K |
|
66
United Parcel Service
UPS
$90.8B
| $1.42M | 0.24% |
13,156
-571
| -4% | -$59.4K |
|
67
iShares Core MSCI EAFE ETF
IEFA
$191B
| $1.4M | 0.23% |
27,061
+376
| +1% | +$20.1K |
|
68
McDonald's
MCD
$188B
| $1.37M | 0.23% |
11,397
+90
| +0.8% | +$11.3K |
|
69
LendingTree
TREE
$448M
| $1.37M | 0.23% |
15,511
| – | – |
|
70
iShares Core S&P Mid-Cap ETF
IJH
$124B
| $1.33M | 0.22% |
44,400
+14,095
| +47% | +$413K |
|
71
WisdomTree
WT
$3.21B
| $1.31M | 0.22% |
134,069
+97,871
| +270% | +$1.08M |
|
72
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$288M
| $1.21M | 0.2% |
55,288
-5,250
| -9% | -$116K |
|
73
Merck
MRK
$316B
| $1.21M | 0.2% |
21,986
+7,075
| +47% | +$377K |
|
74
Phillips 66
PSX
$82.7B
| $1.18M | 0.2% |
14,884
+8,054
| +118% | +$658K |
|
|
BSJI
75
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
| $1.17M | 0.2% |
46,950
-1,800
| -4% | -$44.2K |
|
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Carroll Financial Associates's Q2 2016 Portfolio in Review
As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.
Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.
- Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
- Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
- Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
- Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
- Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
- Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
- Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.
Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.