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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILCG icon
701
iShares Morningstar Growth ETF
ILCG
$3.29B
$41K ﹤0.01%
775
– –
STAG icon
702
STAG Industrial
STAG
$7.08B
$41K ﹤0.01%
1,373
-1,727
-56% -$54.5K
EQIX icon
703
Equinix
EQIX
$104B
$40K ﹤0.01%
53
– –
HES
704
DELISTED
Hess
HES
$40K ﹤0.01%
979
+3
+0.3% +$143
IXUS icon
705
iShares Core MSCI Total International Stock ETF
IXUS
$60.8B
$40K ﹤0.01%
698
-1,014
-59% -$59.1K
RSG icon
706
Republic Services
RSG
$65.6B
$40K ﹤0.01%
438
– –
TPLC icon
707
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$316M
$40K ﹤0.01%
1,516
– –
UJUN icon
708
Innovator US Equity Ultra Buffer ETF June
UJUN
$188M
$40K ﹤0.01%
1,488
– –
WDAY icon
709
Workday
WDAY
$43.6B
$40K ﹤0.01%
189
– –
NOBL icon
710
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$39K ﹤0.01%
1,102
– –
PPL
711
PPL Corp
PPL
$26.6B
$39K ﹤0.01%
1,465
-282
-16% -$7.6K
CP icon
712
Canadian Pacific Kansas City
CP
$80.8B
$38K ﹤0.01%
625
– –
FMC icon
713
FMC
FMC
$1.28B
$38K ﹤0.01%
366
-591
-62% -$63.2K
FOF icon
714
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
$38K ﹤0.01%
+3,500
New +$39.5K
GNRC icon
715
Generac Holdings
GNRC
$13.2B
$38K ﹤0.01%
200
– –
OLP
716
One Liberty Properties
OLP
$516M
$38K ﹤0.01%
+2,324
New +$41.5K
TYL icon
717
Tyler Technologies
TYL
$13B
$38K ﹤0.01%
111
+10
+10% +$3.46K
VOD icon
718
Vodafone
VOD
$37.1B
$38K ﹤0.01%
2,875
+68
+2% +$1.03K
WRB icon
719
W.R. Berkley
WRB
$25.9B
$38K ﹤0.01%
1,400
– –
UFOX
720
Defiance Space and Connective Tech ETF
UFOX
$910M
$38K ﹤0.01%
1,366
+535
+64% +$15.3K
FRC
721
DELISTED
First Republic Bank
FRC
$38K ﹤0.01%
353
+49
+16% +$5.44K
HRC
722
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$38K ﹤0.01%
462
– –
DWSH icon
723
AdvisorShares Dorsey Wright Short ETF
DWSH
$6.18M
$37K ﹤0.01%
+1,960
New +$36.3K
IONS icon
724
Ionis Pharmaceuticals
IONS
$9.13B
$37K ﹤0.01%
793
– –
JNK icon
725
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$37K ﹤0.01%
356
+1
+0.3% +$105
27 28
29
30 31

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.