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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPT icon
701
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$18K ﹤0.01%
+1,280
New +$19.4K
SKYY icon
702
First Trust Cloud Computing ETF
SKYY
$3.12B
$18K ﹤0.01%
379
– –
SMOG icon
703
VanEck Low Carbon Energy ETF
SMOG
$134M
$18K ﹤0.01%
335
– –
SPG icon
704
Simon Property Group
SPG
$72.3B
$18K ﹤0.01%
108
+1
+0.9% +$179
TAP icon
705
Molson Coors Class B
TAP
$8.09B
$18K ﹤0.01%
311
+2
+0.6% +$123
WEN icon
706
Wendy's
WEN
$1.46B
$18K ﹤0.01%
1,173
+1
+0.1% +$17
MXIM
707
DELISTED
Maxim Integrated Products
MXIM
$18K ﹤0.01%
371
-42
-10% -$2.19K
BPL
708
DELISTED
Buckeye Partners, L.P.
BPL
$18K ﹤0.01%
600
– –
AYI icon
709
Acuity Brands
AYI
$10.8B
$17K ﹤0.01%
146
– –
CSGP icon
710
CoStar Group
CSGP
$12.3B
$17K ﹤0.01%
500
– –
DAL icon
711
Delta Air Lines
DAL
$60.1B
$17K ﹤0.01%
374
– –
DTE icon
712
DTE Energy
DTE
$29.1B
$17K ﹤0.01%
+188
New +$18.4K
DWX icon
713
State Street SPDR S&P International Dividend ETF
DWX
$533M
$17K ﹤0.01%
503
– –
ETR icon
714
Entergy
ETR
$50B
$17K ﹤0.01%
416
– –
IDLV icon
715
Invesco S&P International Developed Low Volatility ETF
IDLV
$348M
$17K ﹤0.01%
557
-5,285
-90% -$164K
JNK icon
716
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$17K ﹤0.01%
173
– –
KMX icon
717
CarMax
KMX
$8.26B
$17K ﹤0.01%
270
– –
MDYG icon
718
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$17K ﹤0.01%
384
+15
+4% +$754
NTRS icon
719
Northern Trust
NTRS
$33.9B
$17K ﹤0.01%
204
-62
-23% -$5.81K
RPM icon
720
RPM International
RPM
$15B
$17K ﹤0.01%
327
+300
+1,111% +$18.4K
SWK icon
721
Stanley Black & Decker
SWK
$15.7B
$17K ﹤0.01%
135
-114
-46% -$14.2K
UNIT
722
Uniti Group
UNIT
$2.32B
$17K ﹤0.01%
980
+80
+9% +$1.5K
LGF.A
723
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$17K ﹤0.01%
1,011
– –
BSJJ
724
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$17K ﹤0.01%
725
– –
ABEV icon
725
Ambev
ABEV
$46.4B
$16K ﹤0.01%
3,825
-37
-1% -$158
27 28
29
30 31

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.