CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.69%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.5M
Cap. Flow %
8.18%
Top 10 Hldgs %
45.11%
Holding
1,315
New
70
Increased
327
Reduced
188
Closed
67

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.7M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.35M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.49M
5
XOM icon
Exxon Mobil
XOM
+$1.98M

Top Sells

1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.16M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$754K
4
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
+$553K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$548K

Sector Composition

1 Financials 8.9%
2 Technology 6.09%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FBT icon
701
First Trust NYSE Arca Biotechnology Index Fund
FBT
$1.07B
$16K ﹤0.01%
161
– –
FFC
702
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$793M
$16K ﹤0.01%
800
– –
HYZD icon
703
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$184M
$16K ﹤0.01%
685
– –
ITUB icon
704
Itaú Unibanco
ITUB
$75.8B
$16K ﹤0.01%
3,377
-55
-2% -$261
LBTYK icon
705
Liberty Global Class C
LBTYK
$3.99B
$16K ﹤0.01%
502
+27
+6% +$861
NTRS icon
706
Northern Trust
NTRS
$24.2B
$16K ﹤0.01%
250
-8
-3% -$512
PCN
707
PIMCO Corporate & Income Strategy Fund
PCN
$849M
$16K ﹤0.01%
1,080
– –
PEO
708
Adams Natural Resources Fund
PEO
$581M
$16K ﹤0.01%
875
– –
RPG icon
709
Invesco S&P 500 Pure Growth ETF
RPG
$1.75B
$16K ﹤0.01%
975
– –
VLO icon
710
Valero Energy
VLO
$49B
$16K ﹤0.01%
310
– –
TWTR
711
DELISTED
Twitter, Inc.
TWTR
$16K ﹤0.01%
714
– –
BOJA
712
DELISTED
Bojangles', Inc. Common Stock
BOJA
$16K ﹤0.01%
1,040
– –
KND
713
DELISTED
Kindred Healthcare
KND
$16K ﹤0.01%
1,625
– –
CPHD
714
DELISTED
Cepheid Inc
CPHD
$16K ﹤0.01%
305
– –
FTR
715
DELISTED
Frontier Communications Corp.
FTR
$16K ﹤0.01%
264
-8
-3% -$485
RHT
716
DELISTED
Red Hat Inc
RHT
$16K ﹤0.01%
200
– –
FMS icon
717
Fresenius Medical Care
FMS
$14.6B
$15K ﹤0.01%
360
+80
+29% +$3.33K
KBE icon
718
SPDR S&P Bank ETF
KBE
$1.55B
$15K ﹤0.01%
+450
New +$15K
NWBI icon
719
Northwest Bancshares
NWBI
$1.83B
$15K ﹤0.01%
+1,000
New +$15K
PIZ icon
720
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$431M
$15K ﹤0.01%
654
– –
SLX icon
721
VanEck Steel ETF
SLX
$81.4M
$15K ﹤0.01%
500
– –
TDG icon
722
TransDigm Group
TDG
$72.2B
$15K ﹤0.01%
52
+1
+2% +$288
TEL icon
723
TE Connectivity
TEL
$62B
$15K ﹤0.01%
238
– –
VTWG icon
724
Vanguard Russell 2000 Growth ETF
VTWG
$1.07B
$15K ﹤0.01%
140
– –
XLP icon
725
Consumers Staples Select Sector SPDR Fund
XLP
$16B
$15K ﹤0.01%
291
– –
27 28
29
30 31