We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBT icon
701
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.83B
$14K ﹤0.01%
161
– –
HPQ icon
702
HP
HPQ
$27.5B
$14K ﹤0.01%
1,170
-400
-25% -$4.98K
HYG icon
703
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$14K ﹤0.01%
168
+8
+5% +$665
ITUB icon
704
Itaú Unibanco
ITUB
$87.5B
$14K ﹤0.01%
3,535
– –
IYR icon
705
iShares US Real Estate ETF
IYR
$4.65B
$14K ﹤0.01%
178
– –
KLAC icon
706
KLA
KLAC
$259B
$14K ﹤0.01%
2,000
– –
MCHP icon
707
Microchip Technology
MCHP
$46B
$14K ﹤0.01%
570
– –
NOV icon
708
NOV
NOV
$7B
$14K ﹤0.01%
430
-75
-15% -$2.41K
PBI icon
709
Pitney Bowes
PBI
$2.39B
$14K ﹤0.01%
813
+730
+880% +$14.1K
PIZ icon
710
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$756M
$14K ﹤0.01%
654
– –
PSMT icon
711
Pricesmart
PSMT
$5.46B
$14K ﹤0.01%
160
– –
URE icon
712
ProShares Ultra Real Estate
URE
$59.7M
$14K ﹤0.01%
+230
New +$13.2K
NS
713
DELISTED
NuStar Energy L.P.
NS
$14K ﹤0.01%
+300
New +$14.3K
LVNTA
714
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$14K ﹤0.01%
398
+10
+3% +$380
RHT
715
DELISTED
Red Hat Inc
RHT
$14K ﹤0.01%
200
– –
HR
716
DELISTED
Healthcare Realty Trust Incorporated
HR
$14K ﹤0.01%
406
– –
CHY
717
Calamos Convertible and High Income Fund
CHY
$1.06B
$13K ﹤0.01%
1,300
– –
ENOV icon
718
Enovis
ENOV
$1.53B
$13K ﹤0.01%
293
+21
+8% +$1.03K
EVV
719
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$13K ﹤0.01%
1,016
– –
HCSG icon
720
Healthcare Services Group
HCSG
$1.53B
$13K ﹤0.01%
331
– –
HEQ
721
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$13K ﹤0.01%
884
– –
HP icon
722
Helmerich & Payne
HP
$3.71B
$13K ﹤0.01%
200
– –
IEI icon
723
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$13K ﹤0.01%
107
– –
LBTYK icon
724
Liberty Global Class C
LBTYK
$3.49B
$13K ﹤0.01%
475
-16
-3% -$504
LYG icon
725
Lloyds Banking Group
LYG
$91.3B
$13K ﹤0.01%
4,381
– –
27 28
29
30 31

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.