CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.02M
2
GE icon
GE Aerospace
GE
+$1.66M
3
KMI icon
Kinder Morgan
KMI
+$1.33M
4
PACW
PacWest Bancorp
PACW
+$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FBT icon
701
First Trust NYSE Arca Biotechnology Index Fund
FBT
$1.07B
$14K ﹤0.01%
161
– –
HPQ icon
702
HP
HPQ
$26.8B
$14K ﹤0.01%
1,170
-400
-25% -$4.79K
HYG icon
703
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$14K ﹤0.01%
168
+8
+5% +$667
ITUB icon
704
Itaú Unibanco
ITUB
$76.2B
$14K ﹤0.01%
3,432
– –
IYR icon
705
iShares US Real Estate ETF
IYR
$3.63B
$14K ﹤0.01%
178
– –
KLAC icon
706
KLA
KLAC
$126B
$14K ﹤0.01%
200
– –
MCHP icon
707
Microchip Technology
MCHP
$35B
$14K ﹤0.01%
570
– –
NOV icon
708
NOV
NOV
$4.89B
$14K ﹤0.01%
430
-75
-15% -$2.44K
PBI icon
709
Pitney Bowes
PBI
$1.96B
$14K ﹤0.01%
813
+730
+880% +$12.6K
PIZ icon
710
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$434M
$14K ﹤0.01%
654
– –
PSMT icon
711
Pricesmart
PSMT
$3.42B
$14K ﹤0.01%
160
– –
URE icon
712
ProShares Ultra Real Estate
URE
$59.5M
$14K ﹤0.01%
+230
New +$14K
NS
713
DELISTED
NuStar Energy L.P.
NS
$14K ﹤0.01%
+300
New +$14K
LVNTA
714
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$14K ﹤0.01%
398
+10
+3% +$352
RHT
715
DELISTED
Red Hat Inc
RHT
$14K ﹤0.01%
200
– –
HR
716
DELISTED
Healthcare Realty Trust Incorporated
HR
$14K ﹤0.01%
406
– –
CHY
717
Calamos Convertible and High Income Fund
CHY
$887M
$13K ﹤0.01%
1,300
– –
ENOV icon
718
Enovis
ENOV
$1.77B
$13K ﹤0.01%
293
+21
+8% +$932
EVV
719
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$13K ﹤0.01%
1,016
– –
HCSG icon
720
Healthcare Services Group
HCSG
$1.16B
$13K ﹤0.01%
331
– –
HEQ
721
John Hancock Hedged Equity & Income Fund
HEQ
$131M
$13K ﹤0.01%
884
– –
HP icon
722
Helmerich & Payne
HP
$2.06B
$13K ﹤0.01%
200
– –
IEI icon
723
iShares 3-7 Year Treasury Bond ETF
IEI
$16.9B
$13K ﹤0.01%
107
– –
LBTYK icon
724
Liberty Global Class C
LBTYK
$4B
$13K ﹤0.01%
475
-16
-3% -$438
LYG icon
725
Lloyds Banking Group
LYG
$66.4B
$13K ﹤0.01%
4,381
– –
27 28
29
30 31