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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMD icon
676
Advanced Micro Devices
AMD
$791B
$45K ﹤0.01%
550
-362
-40% -$26.9K
HEDJ icon
677
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$45K ﹤0.01%
1,484
– –
IEX icon
678
IDEX
IEX
$17.7B
$45K ﹤0.01%
248
+242
+4,033% +$41.9K
LNT icon
679
Alliant Energy
LNT
$18.2B
$45K ﹤0.01%
883
-882
-50% -$46.1K
PANW icon
680
Palo Alto Networks
PANW
$307B
$45K ﹤0.01%
1,122
+168
+18% +$6.99K
PEG icon
681
Public Service Enterprise Group
PEG
$37.6B
$45K ﹤0.01%
824
+21
+3% +$1.11K
PGR icon
682
Progressive
PGR
$122B
$45K ﹤0.01%
479
– –
ZS icon
683
Zscaler
ZS
$28.6B
$45K ﹤0.01%
325
+250
+333% +$32.4K
PXD
684
DELISTED
Pioneer Natural Resource Co.
PXD
$45K ﹤0.01%
524
-184
-26% -$18.1K
CBRE icon
685
CBRE Group
CBRE
$42.7B
$44K ﹤0.01%
942
-13
-1% -$593
FDG icon
686
American Century Focused Dynamic Growth ETF
FDG
$427M
$44K ﹤0.01%
+694
New +$43.2K
FNCL icon
687
Fidelity MSCI Financials Index ETF
FNCL
$2.41B
$44K ﹤0.01%
1,304
-674
-34% -$23.2K
NLY icon
688
Annaly Capital Management
NLY
$17.6B
$44K ﹤0.01%
1,548
-1,931
-56% -$55.9K
VRNS icon
689
Varonis Systems
VRNS
$4.83B
$44K ﹤0.01%
1,149
+1,020
+791% +$38K
FSKR
690
DELISTED
FS KKR Capital Corp. II
FSKR
$44K ﹤0.01%
+3,005
New +$43K
CGW icon
691
Invesco S&P Global Water Index ETF
CGW
$1.07B
$43K ﹤0.01%
1,041
– –
DOC icon
692
Healthpeak Properties
DOC
$14.2B
$43K ﹤0.01%
1,600
– –
STE icon
693
Steris
STE
$22.8B
$43K ﹤0.01%
+249
New +$39.8K
TEL icon
694
TE Connectivity
TEL
$63.6B
$43K ﹤0.01%
440
+157
+55% +$14.4K
INFO
695
DELISTED
IHS Markit Ltd. Common Shares
INFO
$43K ﹤0.01%
556
+446
+405% +$35.5K
CW icon
696
Curtiss-Wright
CW
$26.2B
$42K ﹤0.01%
454
+1
+0.2% +$96
FTNT icon
697
Fortinet
FTNT
$118B
$42K ﹤0.01%
1,820
+320
+21% +$8.26K
KLAC icon
698
KLA
KLAC
$272B
$42K ﹤0.01%
2,160
-180
-8% -$3.56K
RHI icon
699
Robert Half
RHI
$4.23B
$42K ﹤0.01%
806
-819
-50% -$43.6K
SABR icon
700
Sabre
SABR
$795M
$42K ﹤0.01%
6,481
-4,384
-40% -$32.5K
26 27
28
29 30

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RFA
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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.