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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.92%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.1M
Cap. Flow %
8.12%
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
326
Reduced
189
Closed
67

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.4M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.6M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.36M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.45M
5
XOM icon
ExxonMobil
XOM
+$2.01M

Top Sells

Rank Stock Value
1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.12M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$765K
4
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
+$535K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$516K

Sector Composition

Rank Sector Weight
1 Financials 8.9%
2 Technology 6.08%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GUT
676
Gabelli Utility Trust
GUT
$559M
$18K ﹤0.01%
2,770
– –
JNK icon
677
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$18K ﹤0.01%
164
-121
-42% -$13.2K
LEG icon
678
Leggett & Platt
LEG
$1.31B
$18K ﹤0.01%
400
– –
LUV icon
679
Southwest Airlines
LUV
$23B
$18K ﹤0.01%
475
– –
MCHP icon
680
Microchip Technology
MCHP
$46B
$18K ﹤0.01%
582
+12
+2% +$349
NOC icon
681
Northrop Grumman
NOC
$81.2B
$18K ﹤0.01%
85
-1
-1% -$217
NTES icon
682
NetEase
NTES
$84.7B
$18K ﹤0.01%
390
-135
-26% -$5.75K
PUK icon
683
Prudential
PUK
$35.2B
$18K ﹤0.01%
541
+61
+13% +$2.1K
QQEW icon
684
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$18K ﹤0.01%
+400
New +$17.9K
VHT icon
685
Vanguard Health Care ETF
VHT
$18.7B
$18K ﹤0.01%
136
– –
PXD
686
DELISTED
Pioneer Natural Resource Co.
PXD
$18K ﹤0.01%
100
– –
FIGY
687
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
$18K ﹤0.01%
139
– –
CHD icon
688
Church & Dwight Co
CHD
$24.5B
$17K ﹤0.01%
364
+64
+21% +$3.16K
DEM icon
689
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$17K ﹤0.01%
457
– –
ETR icon
690
Entergy
ETR
$50B
$17K ﹤0.01%
458
– –
HPQ icon
691
HP
HPQ
$27.5B
$17K ﹤0.01%
1,137
-33
-3% -$470
ICF icon
692
iShares Select U.S. REIT ETF
ICF
$2.11B
$17K ﹤0.01%
326
+184
+130% +$9.95K
JBHT icon
693
JB Hunt Transport Services
JBHT
$25.2B
$17K ﹤0.01%
215
– –
MDU icon
694
MDU Resources
MDU
$4.32B
$17K ﹤0.01%
1,775
– –
NFLX icon
695
Netflix
NFLX
$309B
$17K ﹤0.01%
1,750
– –
SBAC icon
696
SBA Communications
SBAC
$19.5B
$17K ﹤0.01%
155
– –
BSJJ
697
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$17K ﹤0.01%
725
+250
+53% +$6.01K
A icon
698
Agilent Technologies
A
$41.2B
$16K ﹤0.01%
352
– –
CSGP icon
699
CoStar Group
CSGP
$12.3B
$16K ﹤0.01%
770
– –
ETG
700
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$16K ﹤0.01%
1,080
– –
26 27
28
29 30

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $54.1M of net new capital in Q3 2016, opening 70 new positions and adding to 326 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.

  • Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
  • Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
  • Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
  • Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.

Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.