CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.02M
2
GE icon
GE Aerospace
GE
+$1.66M
3
KMI icon
Kinder Morgan
KMI
+$1.33M
4
PACW
PacWest Bancorp
PACW
+$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NFLX icon
676
Netflix
NFLX
$537B
$16K ﹤0.01%
175
– –
PCN
677
PIMCO Corporate & Income Strategy Fund
PCN
$845M
$16K ﹤0.01%
1,080
– –
PEO
678
Adams Natural Resources Fund
PEO
$577M
$16K ﹤0.01%
875
– –
SBAC icon
679
SBA Communications
SBAC
$20.6B
$16K ﹤0.01%
155
+20
+15% +$2.07K
SCHG icon
680
Schwab US Large-Cap Growth ETF
SCHG
$49B
$16K ﹤0.01%
+2,568
New +$16K
XLP icon
681
Consumers Staples Select Sector SPDR Fund
XLP
$16.1B
$16K ﹤0.01%
291
– –
FSD
682
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$16K ﹤0.01%
1,100
– –
VAR
683
DELISTED
Varian Medical Systems, Inc.
VAR
$16K ﹤0.01%
230
– –
WFM
684
DELISTED
Whole Foods Market Inc
WFM
$16K ﹤0.01%
514
– –
OKS
685
DELISTED
Oneok Partners LP
OKS
$16K ﹤0.01%
400
– –
XIV
686
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$16K ﹤0.01%
+650
New +$16K
KKD
687
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$16K ﹤0.01%
764
– –
VLO icon
688
Valero Energy
VLO
$50.3B
$15K ﹤0.01%
310
-55
-15% -$2.66K
A icon
689
Agilent Technologies
A
$35.8B
$15K ﹤0.01%
352
– –
CHD icon
690
Church & Dwight Co
CHD
$23.1B
$15K ﹤0.01%
300
-116
-28% -$5.8K
ETG
691
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.6B
$15K ﹤0.01%
1,080
– –
HYZD icon
692
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$184M
$15K ﹤0.01%
685
– –
IWD icon
693
iShares Russell 1000 Value ETF
IWD
$63.5B
$15K ﹤0.01%
147
– –
NCZ
694
Virtus Convertible & Income Fund II
NCZ
$262M
$15K ﹤0.01%
750
-25
-3% -$500
PUK icon
695
Prudential
PUK
$34.1B
$15K ﹤0.01%
480
– –
RPG icon
696
Invesco S&P 500 Pure Growth ETF
RPG
$1.73B
$15K ﹤0.01%
975
– –
PXD
697
DELISTED
Pioneer Natural Resource Co.
PXD
$15K ﹤0.01%
100
-27
-21% -$4.05K
GGP
698
DELISTED
GGP Inc.
GGP
$15K ﹤0.01%
517
– –
ADSK icon
699
Autodesk
ADSK
$69.3B
$14K ﹤0.01%
263
– –
CAH icon
700
Cardinal Health
CAH
$36B
$14K ﹤0.01%
180
+59
+49% +$4.59K
26 27
28
29 30