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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFLX icon
676
Netflix
NFLX
$309B
$16K ﹤0.01%
1,750
– –
PCN
677
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$16K ﹤0.01%
1,080
– –
PEO
678
Adams Natural Resources Fund
PEO
$725M
$16K ﹤0.01%
875
– –
SBAC icon
679
SBA Communications
SBAC
$19.5B
$16K ﹤0.01%
155
+20
+15% +$2.03K
SCHG icon
680
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$16K ﹤0.01%
+2,568
New +$16.9K
XLP icon
681
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$16K ﹤0.01%
291
– –
FSD
682
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$16K ﹤0.01%
1,100
– –
VAR
683
DELISTED
Varian Medical Systems, Inc.
VAR
$16K ﹤0.01%
230
– –
WFM
684
DELISTED
Whole Foods Market Inc
WFM
$16K ﹤0.01%
514
– –
OKS
685
DELISTED
Oneok Partners LP
OKS
$16K ﹤0.01%
400
– –
XIV
686
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$16K ﹤0.01%
+650
New +$18K
KKD
687
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$16K ﹤0.01%
764
– –
A icon
688
Agilent Technologies
A
$41.2B
$15K ﹤0.01%
352
– –
CHD icon
689
Church & Dwight Co
CHD
$24.5B
$15K ﹤0.01%
300
-116
-28% -$5.6K
ETG
690
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$15K ﹤0.01%
1,080
– –
HYZD icon
691
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$261M
$15K ﹤0.01%
685
– –
IWD icon
692
iShares Russell 1000 Value ETF
IWD
$83.7B
$15K ﹤0.01%
147
– –
NCZ
693
Virtus Convertible & Income Fund II
NCZ
$301M
$15K ﹤0.01%
750
-25
-3% -$512
PUK icon
694
Prudential
PUK
$35.2B
$15K ﹤0.01%
480
– –
RPG icon
695
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$15K ﹤0.01%
975
– –
VLO icon
696
Valero Energy
VLO
$85.9B
$15K ﹤0.01%
310
-55
-15% -$3.11K
PXD
697
DELISTED
Pioneer Natural Resource Co.
PXD
$15K ﹤0.01%
100
-27
-21% -$4.24K
GGP
698
DELISTED
GGP Inc.
GGP
$15K ﹤0.01%
517
– –
ADSK icon
699
Autodesk
ADSK
$52.6B
$14K ﹤0.01%
263
– –
CAH icon
700
Cardinal Health
CAH
$55.4B
$14K ﹤0.01%
180
+59
+49% +$4.7K
26 27
28
29 30

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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.