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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.82%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$23.5M
Cap. Flow
-$13.5M
Cap. Flow %
-4.43%
Top 10 Hldgs %
40.12%
Holding
1,104
New
165
Increased
242
Reduced
76
Closed
181

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.76M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.32M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.37M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.03M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2M

Top Sells

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$31.7M
2
BAC.PRE icon
Bank of America Depository Shares Series E
BAC.PRE
+$2.62M
3
GS.PRA icon
Goldman Sachs Group Inc Depositary Shares
GS.PRA
+$1.99M
4
HRL icon
Hormel Foods
HRL
+$1.46M
5
MS.PRA icon
Morgan Stanley Series A Preferred Stock
MS.PRA
+$1.27M

Sector Composition

Rank Sector Weight
1 Financials 12.17%
2 Technology 9.66%
3 Energy 9.29%
4 Healthcare 6.5%
5 Industrials 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDXJ icon
676
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$4K ﹤0.01%
97
– –
GNW icon
677
Genworth Financial
GNW
$3.71B
$4K ﹤0.01%
+250
New +$4.01K
HIW icon
678
Highwoods Properties
HIW
$3.47B
$4K ﹤0.01%
+100
New +$3.71K
HRI icon
679
Herc Holdings
HRI
$5.61B
$4K ﹤0.01%
+49
New +$3.95K
IMO icon
680
Imperial Oil
IMO
$60.4B
$4K ﹤0.01%
90
– –
KN icon
681
Knowles
KN
$3.34B
$4K ﹤0.01%
+133
New +$4.13K
NRP icon
682
Natural Resource Partners
NRP
$1.42B
$4K ﹤0.01%
23
– –
OMC icon
683
Omnicom Group
OMC
$23.4B
$4K ﹤0.01%
60
– –
PBI icon
684
Pitney Bowes
PBI
$2.39B
$4K ﹤0.01%
166
– –
PRGO icon
685
Perrigo
PRGO
$1.78B
$4K ﹤0.01%
25
– –
RYAAY icon
686
Ryanair
RYAAY
$31.3B
$4K ﹤0.01%
158
– –
SAND
687
DELISTED
Sandstorm Gold
SAND
$4K ﹤0.01%
+650
New +$3.48K
SFST icon
688
Southern First Bancshares
SFST
$600M
$4K ﹤0.01%
+292
New +$3.94K
WPM icon
689
Wheaton Precious Metals
WPM
$60.9B
$4K ﹤0.01%
+183
New +$4.32K
WYNN icon
690
Wynn Resorts
WYNN
$10.6B
$4K ﹤0.01%
20
– –
PDCO
691
DELISTED
Patterson Companies, Inc.
PDCO
$4K ﹤0.01%
+95
New +$3.88K
AIG.WS
692
DELISTED
American International Group, Inc.
AIG.WS
$4K ﹤0.01%
214
– –
WPX
693
DELISTED
WPX Energy, Inc.
WPX
$4K ﹤0.01%
200
– –
ATHN
694
DELISTED
Athenahealth, Inc.
ATHN
$4K ﹤0.01%
+27
New +$4.44K
LVNTA
695
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$4K ﹤0.01%
130
– –
NPBC
696
DELISTED
NATL PENN BANCSHARES INC
NPBC
$4K ﹤0.01%
+390
New +$4.16K
ALU
697
DELISTED
Alcatel-Lucent
ALU
$4K ﹤0.01%
1,143
-60
-5% -$249
INFA
698
DELISTED
INFORMATICA CORP
INFA
$4K ﹤0.01%
100
– –
XLS
699
DELISTED
EXELIS INC COM STK
XLS
$4K ﹤0.01%
214
– –
ARMH
700
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$4K ﹤0.01%
+73
New +$3.55K
26 27
28
29 30

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Carroll Financial Associates's Q1 2014 Portfolio in Review

As of Q1 2014, Carroll Financial Associates held 1,104 positions worth $305M, up 8.3% from $281M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates withdrew a net $13.5M in Q1 2014, closing 181 positions and reducing 76 holdings. Its most notable exit was Bank of America Depository Shares Series E, an estimated $2.62M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Vanguard FTSE All-World ex-US ETF worth $1.28M.

  • Carroll Financial Associates's largest Q1 2014 buy was Vanguard FTSE All-World ex-US ETF: 25,507 shares worth $1.28M.
  • Carroll Financial Associates added most to Vanguard Dividend Appreciation ETF in Q1 2014, an estimated $3.76M increase.
  • Carroll Financial Associates's biggest Q1 2014 reduction was KINDER MORGAN MANAGEMENT LLC, cutting an estimated $31.7M.
  • Carroll Financial Associates fully exited Bank of America Depository Shares Series E in Q1 2014, selling an estimated $2.62M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $305M portfolio in Q1 2014.
  • Carroll Financial Associates opened 165 new positions and closed 181 in Q1 2014.
  • Carroll Financial Associates's portfolio value rose 8.3% quarter-over-quarter to $305M.

Based on Carroll Financial Associates's 13F filing for Q1 2014, filed 2 May 2014.