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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWTR
651
DELISTED
Twitter, Inc.
TWTR
$22K ﹤0.01%
704
– –
CDK
652
DELISTED
CDK Global, Inc.
CDK
$22K ﹤0.01%
465
– –
ADRE
653
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$22K ﹤0.01%
600
– –
CPRT icon
654
Copart
CPRT
$27.5B
$21K ﹤0.01%
1,776
+1,192
+204% +$14.7K
EWJ icon
655
iShares MSCI Japan ETF
EWJ
$22.8B
$21K ﹤0.01%
418
+82
+24% +$4.5K
EXG icon
656
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$21K ﹤0.01%
2,787
– –
FBT icon
657
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$21K ﹤0.01%
161
– –
KRE icon
658
State Street SPDR S&P Regional Banking ETF
KRE
$4.57B
$21K ﹤0.01%
428
– –
OKE icon
659
Oneok
OKE
$54.5B
$21K ﹤0.01%
381
-154
-29% -$9.56K
PBT
660
Permian Basin Royalty Trust
PBT
$1.49B
$21K ﹤0.01%
3,200
– –
PCEF icon
661
Invesco CEF Income Composite ETF
PCEF
$813M
$21K ﹤0.01%
1,000
– –
PSLV icon
662
Sprott Physical Silver Trust
PSLV
$13.2B
$21K ﹤0.01%
3,750
– –
RSG icon
663
Republic Services
RSG
$65.7B
$21K ﹤0.01%
300
– –
UTG icon
664
Reaves Utility Income Fund
UTG
$3.61B
$21K ﹤0.01%
726
– –
ROIC
665
DELISTED
Retail Opportunity Investments Corp.
ROIC
$21K ﹤0.01%
1,350
– –
DEM icon
666
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$20K ﹤0.01%
506
– –
EMN icon
667
Eastman Chemical
EMN
$8.42B
$20K ﹤0.01%
274
-95
-26% -$7.57K
HEI icon
668
HEICO Corp
HEI
$51.4B
$20K ﹤0.01%
266
– –
ICLN icon
669
iShares Global Clean Energy ETF
ICLN
$2.1B
$20K ﹤0.01%
2,336
– –
ISRG icon
670
Intuitive Surgical
ISRG
$134B
$20K ﹤0.01%
129
-54
-30% -$9.15K
MIN
671
Aberdeen Intermediate Income Fund
MIN
$278M
$20K ﹤0.01%
5,500
– –
PDM
672
Piedmont Realty Trust
PDM
$1.19B
$20K ﹤0.01%
1,162
– –
SCHF icon
673
Schwab International Equity ETF
SCHF
$68.7B
$20K ﹤0.01%
1,404
+1,322
+1,612% +$20.2K
TRIP icon
674
TripAdvisor
TRIP
$1.26B
$20K ﹤0.01%
380
– –
TT icon
675
Trane Technologies
TT
$106B
$20K ﹤0.01%
224
– –
25 26
27
28 29

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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.