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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSLV icon
651
Sprott Physical Silver Trust
PSLV
$13.2B
$22K ﹤0.01%
3,750
– –
SHV icon
652
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$22K ﹤0.01%
200
– –
TEL icon
653
TE Connectivity
TEL
$62.6B
$22K ﹤0.01%
252
+12
+5% +$1.15K
VBR icon
654
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$22K ﹤0.01%
164
+44
+37% +$5.9K
XBI icon
655
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$22K ﹤0.01%
241
– –
ETP
656
DELISTED
Energy Transfer Partners, L.P.
ETP
$22K ﹤0.01%
1,163
– –
CHKP icon
657
Check Point Software Technologies
CHKP
$13.1B
$21K ﹤0.01%
221
-200
-48% -$19.8K
DBEU icon
658
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$786M
$21K ﹤0.01%
779
-1,251
-62% -$35.9K
EMN icon
659
Eastman Chemical
EMN
$8.42B
$21K ﹤0.01%
219
– –
FXH icon
660
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$21K ﹤0.01%
290
– –
HSBC icon
661
HSBC
HSBC
$356B
$21K ﹤0.01%
485
-3
-0.6% -$138
KLAC icon
662
KLA
KLAC
$259B
$21K ﹤0.01%
2,050
+10
+0.5% +$109
LII icon
663
Lennox International
LII
$15.2B
$21K ﹤0.01%
+107
New +$21.7K
MGA icon
664
Magna International
MGA
$18.8B
$21K ﹤0.01%
+370
New +$23K
MIN
665
Aberdeen Intermediate Income Fund
MIN
$278M
$21K ﹤0.01%
5,500
– –
TRIP icon
666
TripAdvisor
TRIP
$1.26B
$21K ﹤0.01%
380
– –
VMO icon
667
Invesco Municipal Opportunity Trust
VMO
$663M
$21K ﹤0.01%
1,829
– –
VYM icon
668
Vanguard High Dividend Yield ETF
VYM
$82.8B
$21K ﹤0.01%
255
-31
-11% -$2.6K
INFO
669
DELISTED
IHS Markit Ltd. Common Shares
INFO
$21K ﹤0.01%
413
+8
+2% +$401
MXIM
670
DELISTED
Maxim Integrated Products
MXIM
$21K ﹤0.01%
371
– –
BF.B icon
671
Brown-Forman Class B
BF.B
$13.1B
$20K ﹤0.01%
411
-15
-4% -$821
CSGP icon
672
CoStar Group
CSGP
$12.3B
$20K ﹤0.01%
500
– –
GBIL icon
673
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.58B
$20K ﹤0.01%
200
+50
+33% +$5K
IRM icon
674
Iron Mountain
IRM
$36.1B
$20K ﹤0.01%
582
+437
+301% +$14.8K
IYK icon
675
iShares US Consumer Staples ETF
IYK
$1.41B
$20K ﹤0.01%
516
– –
25 26
27
28 29

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.