CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.69%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.5M
Cap. Flow %
8.18%
Top 10 Hldgs %
45.11%
Holding
1,315
New
70
Increased
327
Reduced
188
Closed
67

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.7M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.35M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.49M
5
XOM icon
Exxon Mobil
XOM
+$1.98M

Top Sells

1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.16M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$754K
4
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
+$553K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$548K

Sector Composition

1 Financials 8.9%
2 Technology 6.09%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FTA icon
651
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.14B
$20K ﹤0.01%
490
– –
IWV icon
652
iShares Russell 3000 ETF
IWV
$16.8B
$20K ﹤0.01%
161
– –
J icon
653
Jacobs Solutions
J
$17.3B
$20K ﹤0.01%
484
– –
KYN icon
654
Kayne Anderson Energy Infrastructure Fund
KYN
$2.05B
$20K ﹤0.01%
1,000
– –
STX icon
655
Seagate
STX
$41.1B
$20K ﹤0.01%
538
– –
UYG icon
656
ProShares Ultra Financials
UYG
$865M
$20K ﹤0.01%
840
– –
IRR
657
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$20K ﹤0.01%
3,000
– –
ANF icon
658
Abercrombie & Fitch
ANF
$4.54B
$19K ﹤0.01%
1,204
– –
APD icon
659
Air Products & Chemicals
APD
$64B
$19K ﹤0.01%
144
+89
+162% +$11.7K
BKT icon
660
BlackRock Income Trust
BKT
$287M
$19K ﹤0.01%
+1,000
New +$19K
CCL icon
661
Carnival Corp
CCL
$42.5B
$19K ﹤0.01%
400
– –
CP icon
662
Canadian Pacific Kansas City
CP
$68.4B
$19K ﹤0.01%
625
-625
-50% -$19K
ETJ
663
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$609M
$19K ﹤0.01%
+2,100
New +$19K
MMT
664
MFS Multimarket Income Trust
MMT
$264M
$19K ﹤0.01%
3,250
+2,250
+225% +$13.2K
MSD
665
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
$19K ﹤0.01%
+2,000
New +$19K
PHDG icon
666
Invesco S&P 500 Downside Hedged ETF
PHDG
$79M
$19K ﹤0.01%
835
-2,200
-72% -$50.1K
TNK icon
667
Teekay Tankers
TNK
$1.79B
$19K ﹤0.01%
964
+70
+8% +$1.38K
XLB icon
668
Materials Select Sector SPDR Fund
XLB
$5.44B
$19K ﹤0.01%
400
-183
-31% -$8.69K
ULTI
669
DELISTED
Ultimate Software Group Inc
ULTI
$19K ﹤0.01%
95
– –
CAB
670
DELISTED
Cabela's Inc
CAB
$19K ﹤0.01%
351
– –
FEEU
671
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN
FEEU
$19K ﹤0.01%
212
– –
QQEW icon
672
First Trust NASDAQ-100 Equal Weighted Index Fund
QQEW
$1.85B
$18K ﹤0.01%
+400
New +$18K
CGW icon
673
Invesco S&P Global Water Index ETF
CGW
$997M
$18K ﹤0.01%
589
– –
EHI
674
Western Asset Global High Income Fund
EHI
$200M
$18K ﹤0.01%
+1,820
New +$18K
EWU icon
675
iShares MSCI United Kingdom ETF
EWU
$2.92B
$18K ﹤0.01%
585
– –
25 26
27
28 29