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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UYG icon
651
ProShares Ultra Financials
UYG
$847M
$18K ﹤0.01%
840
– –
KND
652
DELISTED
Kindred Healthcare
KND
$18K ﹤0.01%
1,625
– –
ADRE
653
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$18K ﹤0.01%
600
– –
IRR
654
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$18K ﹤0.01%
3,000
– –
FEEU
655
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN
FEEU
$18K ﹤0.01%
212
– –
CCL icon
656
Carnival Corporation Ltd
CCL
$39.7B
$17K ﹤0.01%
400
+200
+100% +$9.81K
CGW icon
657
Invesco S&P Global Water Index ETF
CGW
$1.08B
$17K ﹤0.01%
589
– –
ETV
658
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$17K ﹤0.01%
1,175
– –
EWU icon
659
iShares MSCI United Kingdom ETF
EWU
$4.16B
$17K ﹤0.01%
585
– –
FFC
660
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$17K ﹤0.01%
800
– –
FXH icon
661
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$17K ﹤0.01%
290
– –
IWS icon
662
iShares Russell Mid-Cap Value ETF
IWS
$16B
$17K ﹤0.01%
234
– –
JBHT icon
663
JB Hunt Transport Services
JBHT
$25.2B
$17K ﹤0.01%
215
– –
NTRS icon
664
Northern Trust
NTRS
$33.9B
$17K ﹤0.01%
258
– –
VHT icon
665
Vanguard Health Care ETF
VHT
$18.6B
$17K ﹤0.01%
136
-300
-69% -$38.5K
BOJA
666
DELISTED
Bojangles', Inc. Common Stock
BOJA
$17K ﹤0.01%
1,040
+100
+11% +$1.75K
FIGY
667
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
$17K ﹤0.01%
139
– –
CSRA
668
DELISTED
CSRA Inc.
CSRA
$17K ﹤0.01%
750
– –
CAB
669
DELISTED
Cabela's Inc
CAB
$17K ﹤0.01%
351
– –
GDF
670
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$17K ﹤0.01%
2,000
– –
CI icon
671
Cigna
CI
$74.6B
$16K ﹤0.01%
130
– –
CSGP icon
672
CoStar Group
CSGP
$12.3B
$16K ﹤0.01%
770
– –
DEM icon
673
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$16K ﹤0.01%
457
+100
+28% +$3.46K
LKQ icon
674
LKQ Corp
LKQ
$6.29B
$16K ﹤0.01%
511
– –
MDU icon
675
MDU Resources
MDU
$4.3B
$16K ﹤0.01%
1,775
– –
25 26
27
28 29

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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.