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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.82%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$23.5M
Cap. Flow
-$13.5M
Cap. Flow %
-4.43%
Top 10 Hldgs %
40.12%
Holding
1,104
New
165
Increased
242
Reduced
76
Closed
181

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.76M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.32M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.37M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.03M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2M

Top Sells

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$31.7M
2
BAC.PRE icon
Bank of America Depository Shares Series E
BAC.PRE
+$2.62M
3
GS.PRA icon
Goldman Sachs Group Inc Depositary Shares
GS.PRA
+$1.99M
4
HRL icon
Hormel Foods
HRL
+$1.46M
5
MS.PRA icon
Morgan Stanley Series A Preferred Stock
MS.PRA
+$1.27M

Sector Composition

Rank Sector Weight
1 Financials 12.17%
2 Technology 9.66%
3 Energy 9.29%
4 Healthcare 6.5%
5 Industrials 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTR icon
651
Ventas
VTR
$47.9B
$5K ﹤0.01%
+68
New +$4.73K
TWTR
652
DELISTED
Twitter, Inc.
TWTR
$5K ﹤0.01%
+100
New +$5.66K
CERN
653
DELISTED
Cerner Corp
CERN
$5K ﹤0.01%
96
+64
+200% +$3.69K
CHK
654
DELISTED
Chesapeake Energy Corporation
CHK
$5K ﹤0.01%
1
– –
TRK
655
DELISTED
Speedway Motorsports, Inc.
TRK
$5K ﹤0.01%
265
– –
CBI
656
DELISTED
Chicago Bridge & Iron Nv
CBI
$5K ﹤0.01%
+57
New +$4.63K
SYT
657
DELISTED
Syngenta Ag
SYT
$5K ﹤0.01%
67
– –
MEG
658
DELISTED
Media General, Inc
MEG
$5K ﹤0.01%
282
– –
TAL
659
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$5K ﹤0.01%
115
– –
BTU
660
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$5K ﹤0.01%
20
– –
CAM
661
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$5K ﹤0.01%
85
– –
BCS.PRA.CL
662
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$5K ﹤0.01%
+200
New +$5.08K
ACAS
663
DELISTED
American Capital Ltd
ACAS
$5K ﹤0.01%
333
– –
AV
664
DELISTED
Aviva Plc
AV
$5K ﹤0.01%
+300
New +$4.71K
ADI icon
665
Analog Devices
ADI
$190B
$4K ﹤0.01%
+67
New +$3.38K
AJG icon
666
Arthur J. Gallagher & Co
AJG
$63.6B
$4K ﹤0.01%
+82
New +$3.83K
AU icon
667
AngloGold Ashanti
AU
$48.7B
$4K ﹤0.01%
220
– –
BR icon
668
Broadridge
BR
$19B
$4K ﹤0.01%
100
– –
CAH icon
669
Cardinal Health
CAH
$55.4B
$4K ﹤0.01%
57
– –
CBRE icon
670
CBRE Group
CBRE
$42.9B
$4K ﹤0.01%
150
– –
CCL icon
671
Carnival Corporation Ltd
CCL
$39.7B
$4K ﹤0.01%
100
– –
CHRW icon
672
C.H. Robinson
CHRW
$17.5B
$4K ﹤0.01%
73
– –
DAL icon
673
Delta Air Lines
DAL
$60.1B
$4K ﹤0.01%
+125
New +$4.02K
DVA icon
674
DaVita
DVA
$11.7B
$4K ﹤0.01%
52
– –
DXJ icon
675
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$4K ﹤0.01%
+91
New +$4.33K
25 26
27
28 29

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TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2014 Portfolio in Review

As of Q1 2014, Carroll Financial Associates held 1,104 positions worth $305M, up 8.3% from $281M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates withdrew a net $13.5M in Q1 2014, closing 181 positions and reducing 76 holdings. Its most notable exit was Bank of America Depository Shares Series E, an estimated $2.62M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Vanguard FTSE All-World ex-US ETF worth $1.28M.

  • Carroll Financial Associates's largest Q1 2014 buy was Vanguard FTSE All-World ex-US ETF: 25,507 shares worth $1.28M.
  • Carroll Financial Associates added most to Vanguard Dividend Appreciation ETF in Q1 2014, an estimated $3.76M increase.
  • Carroll Financial Associates's biggest Q1 2014 reduction was KINDER MORGAN MANAGEMENT LLC, cutting an estimated $31.7M.
  • Carroll Financial Associates fully exited Bank of America Depository Shares Series E in Q1 2014, selling an estimated $2.62M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $305M portfolio in Q1 2014.
  • Carroll Financial Associates opened 165 new positions and closed 181 in Q1 2014.
  • Carroll Financial Associates's portfolio value rose 8.3% quarter-over-quarter to $305M.

Based on Carroll Financial Associates's 13F filing for Q1 2014, filed 2 May 2014.