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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHW
626
Charles Schwab
SCHW
$186B
$74K ﹤0.01%
1,018
+54
+6% +$3.86K
CRL icon
627
Charles River Laboratories
CRL
$13.3B
$73K ﹤0.01%
179
-220
-55% -$91.4K
GDX icon
628
VanEck Gold Miners ETF
GDX
$27.5B
$73K ﹤0.01%
2,484
-147
-6% -$4.79K
ILMN icon
629
Illumina
ILMN
$28.9B
$73K ﹤0.01%
187
-50
-21% -$23K
EBAY icon
630
eBay
EBAY
$47.2B
$72K ﹤0.01%
1,044
-2,512
-71% -$180K
FBIN icon
631
Fortune Brands Innovations
FBIN
$5.94B
$72K ﹤0.01%
952
– –
MEAR icon
632
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$72K ﹤0.01%
1,450
– –
PTF icon
633
Invesco Dorsey Wright Technology Momentum ETF
PTF
$631M
$72K ﹤0.01%
1,440
– –
ZTS icon
634
Zoetis
ZTS
$31.2B
$72K ﹤0.01%
372
-202
-35% -$40.8K
CBRE icon
635
CBRE Group
CBRE
$42.5B
$71K ﹤0.01%
737
+20
+3% +$1.86K
DGRE icon
636
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$145M
$71K ﹤0.01%
2,560
– –
FDLO icon
637
Fidelity Low Volatility Factor ETF
FDLO
$1.46B
$71K ﹤0.01%
1,514
+14
+0.9% +$685
OGN icon
638
Organon & Co
OGN
$3.58B
$71K ﹤0.01%
+2,171
New +$69.5K
PCY icon
639
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$71K ﹤0.01%
2,693
– –
PFLD icon
640
AAM Low Duration Preferred and Income Securities ETF
PFLD
$409M
$71K ﹤0.01%
2,845
-496
-15% -$12.5K
VONG icon
641
Vanguard Russell 1000 Growth ETF
VONG
$45.7B
$71K ﹤0.01%
1,020
– –
ERII icon
642
Energy Recovery
ERII
$409M
$70K ﹤0.01%
3,714
– –
NLY icon
643
Annaly Capital Management
NLY
$17.3B
$70K ﹤0.01%
2,087
-140
-6% -$4.82K
PID icon
644
Invesco International Dividend Achievers ETF
PID
$915M
$70K ﹤0.01%
4,000
– –
APH icon
645
Amphenol
APH
$212B
$69K ﹤0.01%
1,892
+8
+0.4% +$294
EEM icon
646
iShares MSCI Emerging Markets ETF
EEM
$30B
$69K ﹤0.01%
1,380
+580
+73% +$30.2K
FBNC icon
647
First Bancorp
FBNC
$2.69B
$69K ﹤0.01%
1,626
– –
SCHF icon
648
Schwab International Equity ETF
SCHF
$68.7B
$69K ﹤0.01%
3,606
– –
ATOM icon
649
Atomera
ATOM
$219M
$68K ﹤0.01%
2,966
– –
CDC icon
650
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
$68K ﹤0.01%
1,064
– –
24 25
26
27 28

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.