Carroll Financial Associates’s AAM Low Duration Preferred and Income Securities ETF PFLD Stock Holding History

Carroll Financial Associates’s Portfolio PFLD Stock Details PFLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-2,845	Closed	-$71K	–	1848
2021 Q3	$71K	Sell	2,845 -496	-15%	-$12.5K	﹤0.01%	640
2021 Q2	$84K	Sell	3,341 -929	-22%	-$23.5K	﹤0.01%	636
2021 Q1	$107K	Buy	+4,270	New	+$107K	0.01%	551

Other funds holding PFLD

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

AWM

AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

KCFA

Key Client Fiduciary Advisors Fairfield, New Jersey $347M AUM 35.3% 1-Year Est. Return

Atwood & Palmer Kansas City, Missouri $1.87B AUM 24.22% 1-Year Est. Return

Carroll Financial Associates's PFLD Position: Q4 2021 in Review

Carroll Financial Associates sold out of AAM Low Duration Preferred and Income Securities ETF (PFLD) in Q4 2021, closing a stake of 2,845 shares — an estimated $71K sold.

Carroll Financial Associates first reported a position in PFLD in Q1 2021 and held it in 3 quarters. The position peaked at $107K in Q1 2021. 32 funds tracked by Wall St. Rank hold PFLD as of Q4 2021.

Carroll Financial Associates reported no remaining AAM Low Duration Preferred and Income Securities ETF position as of Q4 2021 after selling out during the quarter.
Carroll Financial Associates sold 2,845 AAM Low Duration Preferred and Income Securities ETF shares in Q4 2021, an estimated $71K.
Carroll Financial Associates first reported a position in AAM Low Duration Preferred and Income Securities ETF in Q1 2021 and held it in 3 quarters.
Carroll Financial Associates's AAM Low Duration Preferred and Income Securities ETF position peaked at $107K in Q1 2021.
32 funds tracked by Wall St. Rank held AAM Low Duration Preferred and Income Securities ETF as of Q4 2021.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.