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AAM Low Duration Preferred and Income Securities ETF

61 hedge funds and large institutions have $239M invested in AAM Low Duration Preferred and Income Securities ETF in 2026 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 14 increasing their positions, 25 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.47% more ownership

Funds ownership: 54.96%56.43% (+1.5%)

4% less capital invested

Capital invested by funds: $250M → $239M (-$10.8M)

8% less funds holding

Funds holding: 6661 (-5)

20% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 15

44% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 25

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
61
Holders Change
-5
Holders Change %
-7.58%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
12
Increased
14
Reduced
25
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$84.8M +$1.45M +73,914 +2%
Wells Fargo
2
Wells Fargo
California
$45M -$1.67M -84,760 -4%
LAM
3
L2 Asset Management
Massachusetts
$13.9M +$8.29M +421,665 +142%
LPL Financial
4
LPL Financial
California
$13.3M -$1.03M -52,197 -7%
RRWA
5
Rainey & Randall Wealth Advisors
Florida
$10.1M -$1.1M -55,921 -10%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$8.65M -$917K -46,605 -9%
Raymond James Financial
7
Raymond James Financial
Florida
$8.41M -$1.27M -64,748 -13%
Wealth Enhancement Advisory Services
8
Wealth Enhancement Advisory Services
Minnesota
$6.56M -$621K -31,555 -9%
Osaic Holdings
9
Osaic Holdings
Arizona
$6.01M -$592K -30,095 -9%
TIA
10
Teucrium Investment Advisors
Vermont
$5.18M -$514K -26,109 -9%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$4.6M -$363K -18,432 -7%
SIS
12
Sound Income Strategies
Florida
$4.31M -$197K -10,039 -4%
GAM
13
Gotham Asset Management
New York
$4.01M +$1.84M +93,424 +82%
CAPTRUST Financial Advisors
14
CAPTRUST Financial Advisors
North Carolina
$3.28M +$19.3K +979 +0.6%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.11M +$257K +13,069 +14%
Jane Street
16
Jane Street
New York
$2.07M -$5.52M -280,654 -72%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$1.98M -$1.69M -86,132 -46%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$1.3M -$247K -12,544 -16%
Stifel Financial
19
Stifel Financial
Missouri
$1.16M -$405K -20,591 -26%
Citadel Advisors
20
Citadel Advisors
Florida
$1.08M +$295K +15,022 +37%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$1.01M -$130K -6,632 -11%
IA
22
IFP Advisors
Florida
$935K
BFG
23
Bleakley Financial Group
New Jersey
$881K -$4.33K -220 -0.5%
KAS
24
Kestra Advisory Services
Texas
$871K -$82K -4,171 -8%
IFG
25
Independent Financial Group
California
$845K +$221K +11,221 +35%

PFLD Hedge Fund Activity: Q1 2026 in Review

61 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in AAM Low Duration Preferred and Income Securities ETF (PFLD) for Q1 2026, worth a combined $239M — down 4.3% from $250M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of PFLD and 12 opened new positions — a net loss of 3 holders — while 25 trimmed existing stakes and 14 added.

The largest buyer was L2 Asset Management, adding an estimated $8.29M. The largest seller was Jane Street, cutting an estimated $5.52M.

  • 61 institutional investors held AAM Low Duration Preferred and Income Securities ETF (PFLD) as of Q1 2026, down from 66 in Q4 2025.
  • Funds reported $239M of AAM Low Duration Preferred and Income Securities ETF stock for Q1 2026, down 4.3% quarter-over-quarter.
  • 12 funds opened new AAM Low Duration Preferred and Income Securities ETF positions in Q1 2026 and 15 closed out, a net change of -3 holders.
  • The largest AAM Low Duration Preferred and Income Securities ETF buyer in Q1 2026 was L2 Asset Management, an estimated $8.29M added.
  • The largest AAM Low Duration Preferred and Income Securities ETF seller in Q1 2026 was Jane Street, an estimated $5.52M sold.

Based on aggregated 13F filings for Q1 2026.