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AAM Low Duration Preferred and Income Securities ETF

32 hedge funds and large institutions have $56.4M invested in AAM Low Duration Preferred and Income Securities ETF in 2021 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 1 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,900% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 1

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

85% more capital invested

Capital invested by funds: $30.4M → $56.4M (+$25.9M)

19% more funds holding

Funds holding: 2732 (+5)

8.77% more ownership

Funds ownership: 36.86%45.63% (+8.8%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
32
Holders Change
+5
Holders Change %
+18.52%
% of All Funds
0.49%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
20
Reduced
1
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
1
Stifel Financial
Missouri
$7.77M +$5.77M +230,229 +288%
AWM
2
AllSquare Wealth Management
New York
$5.42M +$574K +22,907 +12%
KAS
3
Kestra Advisory Services
Texas
$5.05M +$574K +22,915 +13%
Osaic Holdings
4
Osaic Holdings
Arizona
$4.71M +$927K +37,004 +25%
LPL Financial
5
LPL Financial
California
$4.11M +$1.41M +56,315 +52%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.97M +$3.59M +143,308 +952%
CAN
7
Cetera Advisor Networks
California
$3.9M +$3.28M +130,794 +524%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$2.86M +$284K +11,326 +11%
KCFA
9
Key Client Fiduciary Advisors
New Jersey
$2.52M +$2.51M +100,375 New
AP
10
Atwood & Palmer
Missouri
$2.11M +$1.33M +53,090 +171%
DTIM
11
Danda Trouve Investment Management
Kansas
$1.44M +$415K +16,572 +40%
RJA
12
Raymond James & Associates
Florida
$1.35M +$1.35M +53,747 New
FHA
13
Flagship Harbor Advisors
Massachusetts
$1.34M +$1.34M +53,452 New
AAS
14
Avantax Advisory Services
Texas
$1.31M +$181K +7,224 +16%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$1.27M +$195K +7,782 +18%
AF
16
Advisornet Financial
Minnesota
$1.01M +$15K +600 +2%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$961K +$368K +14,702 +62%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$820K +$620K +24,739 +310%
Truist Financial
19
Truist Financial
North Carolina
$751K +$280K +11,175 +60%
WS
20
Wedbush Securities
California
$687K +$67.4K +2,691 +11%
NA
21
NewEdge Advisors
Louisiana
$635K -$82K -3,272 -11%
CA
22
CSM Advisors
Pennsylvania
$627K
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$511K +$511K +20,395 New
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$460K +$460K +18,350 New
CWAF
25
Core Wealth Advisors (Florida)
Florida
$381K +$130K +5,171 +52%

PFLD Hedge Fund Activity: Q4 2021 in Review

32 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in AAM Low Duration Preferred and Income Securities ETF (PFLD) for Q4 2021, worth a combined $56.4M — up 85% from $30.4M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new PFLD positions and 5 closed out — a net gain of 5 holders — while 20 added to existing stakes and 1 trimmed.

The largest buyer was Stifel Financial, adding an estimated $5.77M. The largest seller was Old Mission Capital, exiting entirely with an estimated $312K sold.

  • 32 institutional investors held AAM Low Duration Preferred and Income Securities ETF (PFLD) as of Q4 2021, up from 27 in Q3 2021.
  • Funds reported $56.4M of AAM Low Duration Preferred and Income Securities ETF stock for Q4 2021, up 85% quarter-over-quarter.
  • 10 funds opened new AAM Low Duration Preferred and Income Securities ETF positions in Q4 2021 and 5 closed out, a net change of +5 holders.
  • The largest AAM Low Duration Preferred and Income Securities ETF buyer in Q4 2021 was Stifel Financial, an estimated $5.77M added.
  • The largest AAM Low Duration Preferred and Income Securities ETF seller in Q4 2021 was Old Mission Capital, an estimated $312K sold.

Based on aggregated 13F filings for Q4 2021.