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AAM Low Duration Preferred and Income Securities ETF

36 hedge funds and large institutions have $68.7M invested in AAM Low Duration Preferred and Income Securities ETF in 2022 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

80% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 5

78% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 9

22% more capital invested

Capital invested by funds: $56.4M → $68.7M (+$12.3M)

13% more funds holding

Funds holding: 3236 (+4)

1.11% less ownership

Funds ownership: 45.63%44.52% (-1.1%)

Holders
36
Holders Change
+4
Holders Change %
+12.5%
% of All Funds
0.57%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
9
Increased
16
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
1
Stifel Financial
Missouri
$8.58M +$1.21M +50,340 +16%
LPL Financial
2
LPL Financial
California
$8.47M +$4.63M +191,965 +117%
TYCC
3
Texas Yale Capital Corp
Florida
$7.65M +$7.75M +321,260 New
CAN
4
Cetera Advisor Networks
California
$5.93M +$2.25M +93,400 +60%
AWM
5
AllSquare Wealth Management
New York
$5.09M -$54.9K -2,277 -1%
KCFA
6
Key Client Fiduciary Advisors
New Jersey
$4.41M +$2.04M +84,754 +84%
Osaic Holdings
7
Osaic Holdings
Arizona
$4.05M -$478K -19,816 -11%
RJA
8
Raymond James & Associates
Florida
$2.76M +$1.5M +62,167 +116%
KAS
9
Kestra Advisory Services
Texas
$2.65M -$2.17M -89,896 -45%
AP
10
Atwood & Palmer
Missouri
$2.4M +$406K +16,830 +20%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$2.12M -$605K -25,101 -22%
Rockefeller Capital Management
12
Rockefeller Capital Management
New York
$1.54M +$339K +14,050 +28%
AAS
13
Avantax Advisory Services
Texas
$1.42M +$185K +7,659 +15%
PWM
14
Peterson Wealth Management
Nevada
$1.41M +$1.42M +59,057 New
DTIM
15
Danda Trouve Investment Management
Kansas
$1.4M +$33.8K +1,400 +2%
NA
16
NewEdge Advisors
Louisiana
$1.19M +$596K +24,709 +98%
FHA
17
Flagship Harbor Advisors
Massachusetts
$1.06M -$217K -8,983 -17%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$1M +$94K +3,900 +10%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$920K +$143K +5,937 +18%
Truist Financial
20
Truist Financial
North Carolina
$597K -$118K -4,890 -16%
CA
21
CSM Advisors
Pennsylvania
$595K
LNC
22
Lincoln National Corp
Pennsylvania
$563K +$570K +23,659 New
FWM
23
Frontier Wealth Management
Missouri
$537K +$554K +23,000 New
CWAF
24
Core Wealth Advisors (Florida)
Florida
$487K +$128K +5,289 +35%
WS
25
Wedbush Securities
California
$448K -$207K -8,600 -31%

PFLD Hedge Fund Activity: Q1 2022 in Review

36 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in AAM Low Duration Preferred and Income Securities ETF (PFLD) for Q1 2022, worth a combined $68.7M — up 22% from $56.4M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new PFLD positions and 5 closed out — a net gain of 4 holders — while 16 added to existing stakes and 9 trimmed.

The largest buyer was Texas Yale Capital Corp, opening a new position worth an estimated $7.75M. The largest seller was Royal Bank of Canada, exiting entirely with an estimated $3.97M sold.

  • 36 institutional investors held AAM Low Duration Preferred and Income Securities ETF (PFLD) as of Q1 2022, up from 32 in Q4 2021.
  • Funds reported $68.7M of AAM Low Duration Preferred and Income Securities ETF stock for Q1 2022, up 22% quarter-over-quarter.
  • 9 funds opened new AAM Low Duration Preferred and Income Securities ETF positions in Q1 2022 and 5 closed out, a net change of +4 holders.
  • The largest AAM Low Duration Preferred and Income Securities ETF buyer in Q1 2022 was Texas Yale Capital Corp, an estimated $7.75M added.
  • The largest AAM Low Duration Preferred and Income Securities ETF seller in Q1 2022 was Royal Bank of Canada, an estimated $3.97M sold.

Based on aggregated 13F filings for Q1 2022.