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AAM Low Duration Preferred and Income Securities ETF

63 hedge funds and large institutions have $292M invested in AAM Low Duration Preferred and Income Securities ETF in 2025 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 30 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 12

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

7% more capital invested

Capital invested by funds: $273M → $292M (+$18.8M)

5% more funds holding

Funds holding: 6063 (+3)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1.61% less ownership

Funds ownership: 58.49%56.88% (-1.6%)

Holders
63
Holders Change
+3
Holders Change %
+5%
% of All Funds
0.84%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
30
Reduced
12
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$115M +$8.92M +432,380 +8%
Wells Fargo
2
Wells Fargo
California
$45.9M +$8.9M +431,131 +23%
LPL Financial
3
LPL Financial
California
$25.1M +$7.42M +359,484 +41%
RRWA
4
Rainey & Randall Wealth Advisors
Florida
$13.6M +$324K +15,709 +2%
Raymond James Financial
5
Raymond James Financial
Florida
$11.8M +$1.38M +67,007 +13%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$8.66M +$3.11M +150,700 +54%
Osaic Holdings
7
Osaic Holdings
Arizona
$6.62M -$787K -38,128 -10%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$6.07M +$535K +25,934 +9%
Stifel Financial
9
Stifel Financial
Missouri
$5.76M -$967K -46,866 -14%
SIS
10
Sound Income Strategies
Florida
$5.26M +$51.7K +2,503 +1%
AWM
11
AllSquare Wealth Management
New York
$3.97M -$174K -8,425 -4%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$3.5M -$252K -12,233 -7%
CAPTRUST Financial Advisors
13
CAPTRUST Financial Advisors
North Carolina
$3.33M +$55.1K +2,670 +2%
CAG
14
Curtis Advisory Group
California
$2.72M
AAS
15
Avantax Advisory Services
Texas
$2.55M +$36.6K +1,773 +1%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$2.34M -$50.2K -2,433 -2%
BFG
17
Bleakley Financial Group
New Jersey
$2.1M +$1.51M +72,943 +235%
Mariner
18
Mariner
Kansas
$1.87M +$123K +5,958 +7%
Wealth Enhancement Advisory Services
19
Wealth Enhancement Advisory Services
Minnesota
$1.85M +$1.89M +91,632 New
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$1.73M +$929 +45 +0.1%
PIWA
21
Prevail Innovative Wealth Advisors
Kansas
$1.69M +$1.73M +83,784 New
CAS
22
Coppell Advisory Solutions
Texas
$1.51M -$9.76M -472,783 -86%
IFG
23
Independent Financial Group
California
$1.39M +$333K +16,140 +31%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$1.34M +$267K +12,952 +24%
GAM
25
Gotham Asset Management
New York
$1.21M +$1.24M +60,087 New

PFLD Hedge Fund Activity: Q1 2025 in Review

63 of the 7,459 institutional investors tracked by Wall St. Rank reported a position in AAM Low Duration Preferred and Income Securities ETF (PFLD) for Q1 2025, worth a combined $292M — up 6.9% from $273M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new PFLD positions and 7 closed out — a net gain of 4 holders — while 30 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $8.92M. The largest seller was Coppell Advisory Solutions, cutting an estimated $9.76M.

  • 63 institutional investors held AAM Low Duration Preferred and Income Securities ETF (PFLD) as of Q1 2025, up from 60 in Q4 2024.
  • Funds reported $292M of AAM Low Duration Preferred and Income Securities ETF stock for Q1 2025, up 6.9% quarter-over-quarter.
  • 11 funds opened new AAM Low Duration Preferred and Income Securities ETF positions in Q1 2025 and 7 closed out, a net change of +4 holders.
  • The largest AAM Low Duration Preferred and Income Securities ETF buyer in Q1 2025 was Morgan Stanley, an estimated $8.92M added.
  • The largest AAM Low Duration Preferred and Income Securities ETF seller in Q1 2025 was Coppell Advisory Solutions, an estimated $9.76M sold.

Based on aggregated 13F filings for Q1 2025.