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AAM Low Duration Preferred and Income Securities ETF

67 hedge funds and large institutions have $275M invested in AAM Low Duration Preferred and Income Securities ETF in 2025 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 15 increasing their positions, 31 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 9

3% more funds holding

Funds holding: 6567 (+2)

0.04% more ownership

Funds ownership: 56.14%56.18% (+0.04%)

1% less capital invested

Capital invested by funds: $279M → $275M (-$4.09M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

52% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 31

Holders
67
Holders Change
+2
Holders Change %
+3.08%
% of All Funds
0.88%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
13
Increased
15
Reduced
31
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$101M -$792K -40,330 -0.8%
Wells Fargo
2
Wells Fargo
California
$50.6M -$1.66M -84,431 -3%
LPL Financial
3
LPL Financial
California
$18.8M -$4.72M -240,442 -20%
RRWA
4
Rainey & Randall Wealth Advisors
Florida
$13M -$269K -13,669 -2%
Raymond James Financial
5
Raymond James Financial
Florida
$10.5M -$1.01M -51,588 -9%
Osaic Holdings
6
Osaic Holdings
Arizona
$9.32M +$1.37M +69,933 +17%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$7.64M +$647K +32,956 +9%
Wealth Enhancement Advisory Services
8
Wealth Enhancement Advisory Services
Minnesota
$6.96M +$3.69M +187,718 +114%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$5.48M -$182K -9,246 -3%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$5.04M +$1.91M +97,469 +62%
LAM
11
L2 Asset Management
Massachusetts
$4.93M +$4.9M +249,319 New
SIS
12
Sound Income Strategies
Florida
$4.76M -$322K -16,385 -6%
AWM
13
AllSquare Wealth Management
New York
$3.78M -$32.3K -1,643 -0.8%
CAPTRUST Financial Advisors
14
CAPTRUST Financial Advisors
North Carolina
$3.19M -$86.1K -4,380 -3%
BFG
15
Bleakley Financial Group
New Jersey
$2.47M +$60.4K +3,073 +3%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$2.33M -$135K -6,848 -5%
GAM
17
Gotham Asset Management
New York
$2.24M
Stifel Financial
18
Stifel Financial
Missouri
$1.96M -$1.39M -70,873 -42%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$1.75M -$13.5K -685 -0.8%
KAS
20
Kestra Advisory Services
Texas
$1.48M +$20.6K +1,048 +1%
Jane Street
21
Jane Street
New York
$1.43M +$1.43M +72,575 New
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$1.26M -$256K -13,039 -17%
CAS
23
Coppell Advisory Solutions
Texas
$1.07M -$8.27K -421 -0.8%
FCP
24
Fidelis Capital Partners
Florida
$998K +$995K +50,650 New
IA
25
IFP Advisors
Florida
$951K -$7.86K -400 -0.8%

PFLD Hedge Fund Activity: Q3 2025 in Review

67 of the 7,619 institutional investors tracked by Wall St. Rank reported a position in AAM Low Duration Preferred and Income Securities ETF (PFLD) for Q3 2025, worth a combined $275M — down 1.5% from $279M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new PFLD positions and 9 closed out — a net gain of 4 holders — while 15 added to existing stakes and 31 trimmed.

The largest buyer was L2 Asset Management, opening a new position worth an estimated $4.9M. The largest seller was LPL Financial, cutting an estimated $4.72M.

  • 67 institutional investors held AAM Low Duration Preferred and Income Securities ETF (PFLD) as of Q3 2025, up from 65 in Q2 2025.
  • Funds reported $275M of AAM Low Duration Preferred and Income Securities ETF stock for Q3 2025, down 1.5% quarter-over-quarter.
  • 13 funds opened new AAM Low Duration Preferred and Income Securities ETF positions in Q3 2025 and 9 closed out, a net change of +4 holders.
  • The largest AAM Low Duration Preferred and Income Securities ETF buyer in Q3 2025 was L2 Asset Management, an estimated $4.9M added.
  • The largest AAM Low Duration Preferred and Income Securities ETF seller in Q3 2025 was LPL Financial, an estimated $4.72M sold.

Based on aggregated 13F filings for Q3 2025.